Did your broker or financial advisor...

1. Recommend risky investments?
2. Excessively trade your account?
3. Execute unauthorized trades?
4. Over-concentrate your portfolio?
5. Make material misrepresentations?
6. Excessively use margin?
7. Recommend unsuitable investments?
8. Sell you auction rate securities?
9. Sell you a high risk private placement?
10. Sell you highly leveraged ETF's?
11. Sell you junk or church bonds?
12. Fail to limit securities losses?
13. Invest in viatical settlements, stoli's or life settlements?
14. Earn huge commissions while you lost money?
If you answered YES to any of these questions or you feel you may have a claim for recovery against your broker and brokerage firm call our securities lawyers today.
ALL SECURITIES LAWYER CONSULTATIONS ARE FREE

SIGNS YOU HAVE A CLAIM

  • RETIREMENT OR IRA LOSSES
  • NO DOWNSIDE WARNINGS
  • ORDER TICKETS ALWAYS MARKED “UNSOLICITED”
  • OVERTRADING IN YOUR ACCOUNT
  • BROKER OVER PROMISED
  • BROKER PRESSURES YOU
  • TRADES ARE PLACED CONSTANTLY
  • BROKER SOLD CDO'S OR CMO'S
  • TOLD INVESTMENTS WILL ALL BOUNCE BACK

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Millions of Dollars of Securities Fraud Claims brought before the Financial Industry Regulatory Authority ("FINRA"). 9 out of 10 Securities Arbitrations brought by Soreide Law Group have resulted in a monetary recovery for the investor.*




We also represent securities industries professionals in
* FINRA investigations
* Wrongful termination
* Compensation disputes
* Defamation on U5



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