SEC News
- SEC Charges Chicago-Area Father and Son Conducted Cherry-Picking Scheme at Investment Firm May 16, 2013FOR IMMEDIATE RELEASE2013-90 Washington, D.C., May 16, 2013 — The Securities and Exchange Commission today charged a father and son and their Chicago-area investment advisory firm with defrauding clients through a cherry-picking scheme that garnered them nearly $2 million in illicit profits, which they spent on luxury homes, vehicles, and vacations. Addition […]
- SEC Names Keith F. Higgins as Director of Division of Corporation Finance May 15, 2013FOR IMMEDIATE RELEASE2013-89 Washington, D.C., May 15, 2013 — The Securities and Exchange Commission today named Keith F. Higgins as the new director of the agency’s Division of Corporation Finance. Mr. Higgins comes to the SEC from the law firm of Ropes & Gray LLP where he is a partner in its Boston office with 30 years of experience advising public com […]
- SEC Names Lona Nallengara as Chief of Staff May 15, 2013FOR IMMEDIATE RELEASE2013-88 Washington, D.C., May 15, 2013 — The Securities and Exchange Commission today announced that Lona Nallengara has been named the agency’s chief of staff. Mr. Nallengara came to the SEC in March 2011 and served as deputy director for legal and regulatory policy in the Division of Corporation Finance until he was appointed in Decemb […]
- SEC Charges China-Based Executives in Scheme to Overstate Revenues and Divert Money for Personal Use May 15, 2013FOR IMMEDIATE RELEASE2013-87 Washington, D.C., May 15, 2013 — The Securities and Exchange Commission today charged husband-and-wife executives at a China-based company with engaging in a scheme to overstate the company’s revenues and divert proceeds from a securities offering for their personal use. Additional Materials SEC Complaint The SEC alleges that RIN […]
- SEC, FINRA Issue Investor Alert On Pension or Settlement Income Streams May 9, 2013FOR IMMEDIATE RELEASE2013-86 Washington, D.C., May 9, 2013 — The Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) today issued an investor alert entitled Pension or Settlement Income Streams – What You Need to Know Before Buying or Selling Them. The investor alert informs investors about the risks involved when selli […]
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Did You Invest in These Equipment Leasing/Income/Equity Funds?
Comments off · Posted by Securities Lawyer in FINRA
Soreide Law Group, PLLC, is currently investigating the following Equipment Leasing/Income/Equity Fund investments. If your stock broker or financial advisor recommended any of the following investments, and you sustained a significant loss of your investment. call 888-760-6552 for a free consultation.
Atel 14 · brokers recommending risky investments · Cawley NNN Fund I · Commonwealth Income & Growth Fund 5 · Commonwealth Income & Growth Fund VII · Commonwealth Opportunity Fund II · CSV Opportunistic Debt & Equity · Cypress Equipment Fund A · Cypress Equipment Funds 17 & 18 · Cypress Income Funds 10 & 11 · equipment leasing fund losses · equipment leasing funds · Equity Fund losses · failure to supervise brokers · Fertile Earth Company Stock Offering Update · Financial Industry Regulatory Authority · FINRA · finra lawyer · fort lauderdale securities fraud lawyer · high risk investments · ICON ECI Fund Fifteen · ICON ECI Partners I & II · ICON Leasing Fund Fourteen · IMH Holdings / Strategic Wealth & Income Fund · Inc. · income fund losses · Investlinc Materials Fund · Legacy Income Fund I · LLC · Lp · Ltd. · Macquarie Equipment Leasing · Pacific Office Properties Trust · Passco Companies Income Fund I · Rainier Income Fund · risky investments · RJO Global Trust · stock loss · TALF/PPIP Fund · The Golden State Income Fund VI · TNP Vulture Fund VIII · Triton Pacific Capital Partners Fund IV · U.S. Preventive Medicine Class E Common Stock Offering · Waveland Ventures IV - Estech · Westmount All Equity Income Fund
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Did You Invest in These Oil & Gas/Alternative Energy Offerings?
Comments off · Posted by Securities Lawyer in FINRA
Adwar Drilling Fund I · Alternative Energy investment losses · APX Drilling Partners 2011 · Atlas Resources Series 31-2011 · Aztec XII Drilling Program · Bradford Drilling Associates XXXI · brokers recommending risky investments · Bryan Limited Partnership #33 · Coachman Bakken Drilling Fund III · D&L Energy 2011 Program · Energy Hunter Partners 2011-A · failure to supervise brokers · Financial Industry Regulatory Authority · FINRA · finra securities arbitration lawyer · Frontier Income and Growth LLC 2010 · Ft. Lauderdale Securities Lawyer · Gulf South Energy Partners 2011-A · high risk investments · ICON Oil & Gas Fund · LLC · Lp · Ltd. · Madison Capital Energy Income Fund III · MDS Energy Well Development 2011 · Noble Royalty Access Fund X · Noble Royalty Access Fund XI · Noble Royalty Access Fund XII · Oil & Gas investment losses · Rice Drilling B · risky investments · securities lawyer · stockbroker misconduct · targeting elderly investors · U.S. Energy - Strategic Income Fund · Unity Resources 11-A · Unsuitable investments to elderly · US Energy Alpha Energy Partners 2011 A & B · Waveland 2011 Drilling Program · Waveland Drilling Partners 2011-A
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Have You Invested in These Real Estate Equity/Mortgage Projects/Funds?
Comments off · Posted by Securities Lawyer in FINRA
AgraShares Fund III, LLC
Americap Distressed Real Estate Fund I
Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
AgraShares Fund III · Americap Distressed Real Estate Fund I · Avere Medical Real Estate Fund I · BH Capital Strategic Debt Investment Fund I · Bluerock Special Opportunity & Income Fund II · BR Senior Secured Debenture Trust · brokers recommending risky investments · Calliance Realty Fund · Cavan Strategic Capital Growth Fund · Clearwater - Healthcare of Florence · CM Notes Program I · DCG/UGOC Equity Fund · De Rito Opportunity Fund I · DeBartolo Opportunity Fund I · DeBartolo Opportunity Fund II · DIS Neighborhood Rejuvenation Fund I · EBS Fund IV · Encore Opportunity Hospitality Fund I · Epoch - Brier Creek Luxury Apts · Epoch Properties Multi-Family Opportunity Fund · Financial Industry Regulatory Authority · FINRA · finra securities arbitration lawyer · fort lauderdale securities lawyer · FS Investment Corporation Follow-On · Granite Funding I · Hertz Growth & Income Fund · high-risk private placements · HPF Residential Fund II · Inc. · Inland Opportunity Fund II · Jasper Stone Real Estate Fund IV · JCAP Multi-Family Real Estate Fund · JHFG Multifamily Opportunity Fund · L.P. · LLC · LLLP Fund · Lp · Ltd. · Meridian Real Estate Opportunity Fund II · Meridian Southwest Healthcare Partners · MPF Income Fund 27 · Northpark Real Estate Investors · PMRG Summit Real Estate Fund I · Rainier Net Lease Retail Investors · Redwood Opportunity Fund I · REVA - Catalyst Fund Update · risky investments · RMC Medstone Equity Fund · Roundstone Healthcare Capital · securities lawyer · Soreide Law Group PLLC · Stock fraud lawyer · stockbroker misconduct · Trinity Green Fund I · V · Vertical US Recovery Fund II · VII Peaks-KBR Co-Optivist B Fund · VII Peaks-KBR Co-Optivist R Fund · Virtus Student Housing Fund · Welsh US Real Estate Fund 2009 · WNC Tax Credit Funds · Worth Investment Group · WRF Distressed Residential 2011 Fund
