SEC News
- SEC Charges Chicago-Area Father and Son Conducted Cherry-Picking Scheme at Investment Firm May 16, 2013FOR IMMEDIATE RELEASE2013-90 Washington, D.C., May 16, 2013 — The Securities and Exchange Commission today charged a father and son and their Chicago-area investment advisory firm with defrauding clients through a cherry-picking scheme that garnered them nearly $2 million in illicit profits, which they spent on luxury homes, vehicles, and vacations. Addition […]
- SEC Names Keith F. Higgins as Director of Division of Corporation Finance May 15, 2013FOR IMMEDIATE RELEASE2013-89 Washington, D.C., May 15, 2013 — The Securities and Exchange Commission today named Keith F. Higgins as the new director of the agency’s Division of Corporation Finance. Mr. Higgins comes to the SEC from the law firm of Ropes & Gray LLP where he is a partner in its Boston office with 30 years of experience advising public com […]
- SEC Names Lona Nallengara as Chief of Staff May 15, 2013FOR IMMEDIATE RELEASE2013-88 Washington, D.C., May 15, 2013 — The Securities and Exchange Commission today announced that Lona Nallengara has been named the agency’s chief of staff. Mr. Nallengara came to the SEC in March 2011 and served as deputy director for legal and regulatory policy in the Division of Corporation Finance until he was appointed in Decemb […]
- SEC Charges China-Based Executives in Scheme to Overstate Revenues and Divert Money for Personal Use May 15, 2013FOR IMMEDIATE RELEASE2013-87 Washington, D.C., May 15, 2013 — The Securities and Exchange Commission today charged husband-and-wife executives at a China-based company with engaging in a scheme to overstate the company’s revenues and divert proceeds from a securities offering for their personal use. Additional Materials SEC Complaint The SEC alleges that RIN […]
- SEC, FINRA Issue Investor Alert On Pension or Settlement Income Streams May 9, 2013FOR IMMEDIATE RELEASE2013-86 Washington, D.C., May 9, 2013 — The Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) today issued an investor alert entitled Pension or Settlement Income Streams – What You Need to Know Before Buying or Selling Them. The investor alert informs investors about the risks involved when selli […]
TAG | Madison Capital Energy Income Fund III
The following are Oil & Gas/Alternative Energy Offerings that Mick & Associates conducted due diligence on before a broker-dealer, registered representatives, or a registered investment advisor was able to sell the fund to the public.
Adwar Drilling Fund I, LP
Atlas Resources Series 32-2012
Bradford Drilling Associates XXXII
Bryan Limited Partnership #33
Catalyst Energy 2012-1, LP
Coachman Bakken Drilling Fund III
Coachman Bakken Income Fund
D&L Energy 2011 Program
Energy Hunter Partners 2012-A Drilling & Production Fund
Frontier Income and Growth LLC 2010 Offering
Gulf South Energy Partners 2011-A, LP
Hard Rock Partners 2012 Drilling Program
ICON Oil & Gas Fund 2/27/11
Oil States Trading Income Fund I, Ltd.
Madison Capital Energy Income Fund III
MDS 2012 Marcellus Shale Development, LP
Noble Royalty Access Fund 14
Noble Oak Royalties
Noble Royalties – Willow Properties Direct Interest Program
Penneco Drilling Associates 2012-
Reef 2012-A Private Drilling Fund
Resource Royalty Income and Growth Fund 2012-A, L.P.
Rice Drilling B, LLC
Unity Resources 11-A Direct Interest Program
US Energy Genesis Drilling Program I, LP
U.S. Energy – Strategic Income Fund
Viesca Petroleum Fund I, LP
Waveland Drilling Partners Series III
Waveland Resource Partners II
For a free consultation on how to potentially recover your financial losses please call: 888-760-6552.
Adwar Drilling Fund I · Atlas Resources Series 32-2012 · Bradford Drilling Associates XXXII · Bryan Limited Partnership #33 · Catalyst Energy 2012-1 · Coachman Bakken Income Fund · D&L Energy 2011 Program · Energy Hunter Partners 2012-A Drilling & Production Fund · Frontier Income and Growth LLC 2010 Offering · Gulf South Energy Partners 2011-A · Hard Rock Partners 2012 Drilling Program · ICON Oil & Gas Fund 2/27/11 · Madison Capital Energy Income Fund III · MDS 2012 Marcellus Shale Development · Mick & Associates Oil and Gas · Noble Oak Royalties · Noble Royalties – Willow Properties Direct Interest Program · Noble Royalty Access Fund 14 · Oil States Trading Income Fund I · Penneco Drilling Associates 2012 · Reef 2012-A Private Drilling Fund · Resource Royalty Income and Growth Fund 2012-A · Rice Drilling B · U.S. Energy - Strategic Income Fund · Unity Resources 11-A Direct Interest Program · US Energy Genesis Drilling Program I · Viesca Petroleum Fund I · Waveland Drilling Partners Series III · Waveland Resource Partners II
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Did You Invest in These Oil & Gas/Alternative Energy Offerings?
Comments off · Posted by Securities Lawyer in FINRA
Adwar Drilling Fund I · Alternative Energy investment losses · APX Drilling Partners 2011 · Atlas Resources Series 31-2011 · Aztec XII Drilling Program · Bradford Drilling Associates XXXI · brokers recommending risky investments · Bryan Limited Partnership #33 · Coachman Bakken Drilling Fund III · D&L Energy 2011 Program · Energy Hunter Partners 2011-A · failure to supervise brokers · Financial Industry Regulatory Authority · FINRA · finra securities arbitration lawyer · Frontier Income and Growth LLC 2010 · Ft. Lauderdale Securities Lawyer · Gulf South Energy Partners 2011-A · high risk investments · ICON Oil & Gas Fund · LLC · Lp · Ltd. · Madison Capital Energy Income Fund III · MDS Energy Well Development 2011 · Noble Royalty Access Fund X · Noble Royalty Access Fund XI · Noble Royalty Access Fund XII · Oil & Gas investment losses · Rice Drilling B · risky investments · securities lawyer · stockbroker misconduct · targeting elderly investors · U.S. Energy - Strategic Income Fund · Unity Resources 11-A · Unsuitable investments to elderly · US Energy Alpha Energy Partners 2011 A & B · Waveland 2011 Drilling Program · Waveland Drilling Partners 2011-A
