Two Arrested in Insider Trading Scheme

March 25th, 2014|

A Morgan Stanley broker, Vladimir Eydelman, 42, and a law firm employee, Steven Metro, 40, managing clerk at Simpson Thacher [...]

Penny Stock Company and Ceo Charged by SEC for Illegal Stock Offering and Insider Trading

June 18th, 2013|

On June 5, 2013, the Securities and Exchange Commission (SEC) charged that Laidlaw Energy Group was targeted in an SEC [...]

FINRA’S CEO Speaks on Financial Fraud at 2011 Conference

November 3rd, 2011|

The following are excerpts from Richard G. Ketchum, Chairman and CEO of FINRA, the Financial Industry Regulatory Authority, and Chairman and [...]