Did You Invest in High Risk Oil and Gas Stocks?

September 29th, 2013|

There was a FINRA arbitration filed against Raymond James Financial for alleged over-concentration into risky oil and gas Canadian Royalty [...]

Striker Petroleum Investments Ponzi Scheme on Elderly Investors

May 7th, 2013|

There were allegations filed with the Financial Industry Regulatory Authority or FINRA Dispute Resolution, which state that a broker-dealer with [...]

Did You Invest in These Oil and Gas Offerings?

January 17th, 2012|

Soreide Law Group, PLLC, is currently investigating the following oil and gas deals: KBS REIT, DBSI, BDA Bradford Drilling, United Development [...]

Oregon Fines LPL Financial Over Risky Sales to Elderly Clients

December 1st, 2011|

The brokerage, LPL Financial, LLC, was fined $100,000 November 22, 2011,  by the State of Oregon for failing to supervise a broker [...]