Washington Broker Barred by FINRA

September 15th, 2014|

Brian Harris Brunhaver (CRD# 2498928 Snomish, WA) has been barred by FINRA for allegedly sending and receiving business-related e-mails on [...]

Pacific West Securities to Close in 2012, Reps Moving to Multi-Financial Securities

December 7th, 2011|

Pacific West Securities, Inc., a sizable independent broker-dealer with about 290 affiliated reps and advisers, is shutting down due to thin [...]