Attorney Lars Soreide, of Soreide Law Group, has filed a FINRA arbitration against Ellen Erenstein, and Investors Capital, for the sale of Tenants In Common (TIC) real estate investments and other high risk private placements.
The TIC’S and alternative investments sold to Soreide Law Group’s client that Ms. Erenstein recommended, have not performed well and are illiquid. Investors who have invested in these TICs have lost a majority if not all of their investments. Ms. Erenstein often touted the tax benefits and safety of TIC investments without adequately disclosing the level of risk.
It is alleged in the FINRA action that the TICs and private placement investments were inappropriate due to the investor's age, financial situation and sophistication.
Investors in Charlestowne, LLC, Commonwealth Capital Corp.’s Income and Growth Fund V, Icon Leasing Fund Eleven, Shoreview Corporate Center, and Doral Court TICs, have retained Soreide Law Group to recover their losses.
If you invested in a TIC or other private placement investments through Ellen Erenstein formerly of Investors Capital Corp. and believe you were misled, call (888) 760-6552.
Soreide Law Group is investigating potential investor claims involving IFP Securities LLC after FINRA sanctioned the firm for supervisory failures involving Class A mutual funds and Unit Investment Trusts (UITs). Investors who suffered losses in mutual funds, UITs, or other investments recommended through IFP Securities may have legal options and should learn more about FINRA's […]
Investors apparently complained about securities broker Ryan Thomas Racine [CRD: 5398642, Ann Arbor, Michigan], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Racine has worked for Hantz Financial Services Inc. since January 18, 2008, as a securities broker. He has been associated with the firm since August 18, 2011, as a financial […]
Investors may have suffered financial harm by securities broker Rachel Broytman [CRD: 6123655, Staten Island, New York], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Broytman worked for Pruco Securities LLC from November 30, 2018, to November 14, 2024, and Prudential Financial Planning Services from July 12, 2021, to November 14, […]
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