Soreide Law Group has been investigating possible claims made by investors against broker/financial advisor:
DAVID ROGER HIRONS (CRD#: 2424566)
Hirons has been a registered representative with Wedbush Securities of San Diego, California since May of 2018.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, DAVID ROGER HIRONS has 5 Disclosures on his CRD report. In August of 2019, a “Customer Dispute,” which is currently pending, was filed against Hirons by an investor requesting damages in the amount of $712,080.00. The allegations are as follows, “THE CLAIMANT ALLEGES FROM JUNE 2018 TO DECEMBER 2018 THE FINANCIAL ADVISOR INCORRECTLY EXECUTED NUMEROUS OPTIONS. THE STATEMENT OF CLAIM INCLUDES CLAIMS FOR TRADE ERROR EXECUTION ERRORS. PRIOR ALLEGATIONS: (FROM JUNE 2018 UNTIL NOVEMBER 2018) REQUEST FOR TRADE ERROR REIMBURSEMENT. TRADES WERE EXECUTED IN CASH ACCOUNT AND THEN WERE MOVED TO THE MARGIN ACCOUNT. CLIENT ALLEGED THIS CAUSED THE ACCOUNT TO GO “ON-CALL” RESULTED IN LIQUIDATION AND LOOSING MONEY.”
In April of 2018, according to BrokerCheck, DAVID ROGER HIRONS, was “Discharged” by RBC Capital Markets, LLC following allegations of, “Financial Advisor was terminated for violating the firm’s Order Execution policy.”
There are 3 other Customer Disputes listed on Hirons’ CRD report dating back to 2003. Of the 3 disputes, one was closed with no action, one was denied, and the other, from December of 2009, settled for $15,000, alleging, in part, misrepresentation.
DAVID ROGER HIRONS has been registered in the securities industry for 26 years and has been listed with 6 firms, the most recent since May 25, 2018:
WEDBUSH SECURITIES INC.
655 W. BROADWAY STE 1450
SAN DIEGO, CA 92101
Hirons was also previously listed with:
10/23/2014 – 04/25/2018 RBC CAPITAL MARKETS, LLC – LA JOLLA, CA
01/01/2008 – 10/24/2014 WELLS FARGO ADVISORS, LLC – SAN DIEGO, CA
If you’ve experienced losses due to the actions or recommendations of broker/financial advisor, DAVID ROGER HIRONS, formerly of RBC Capital Markets, LLC of LaJolla, and currently with Webush Securities of San Diego, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group works on a contingency fee basis and represents clients nationwide before FINRA.