Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Soreide Law Group is currently investigating claims on behalf of clients who were sold the Reef Lake Arthur Deep Joint Venture Fund by their brokers. This proprietary oil and gas drilling fund was sold by Reef Securities brokers. Investors have suffered a near total loss with this fund. If you invested in the Reef Lake Arthur Deep Joint Venture Fund through any FINRA registered stock broker or broker/dealer, please contact one of our securities attorneys to discuss your rights at 888-760-6552.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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