GIOVANNI L. ACEVEDO (CRD# 2508321), Wilton Manors, FL, allegedly took more than $160,000 in client funds for his own personal use instead of investing his clients’ funds, according to FINRA. GIOVANNI L. ACEVEDO worked as a broker/investment advisor with ING Financial Partners, now known as Voya Financial Advisors, until he was terminated September, 20014.
GIOVANNI L. ACEVEDO allegedly advised three of his clients on investments and took checks on several occasions which were to be invested on the clients’ behalf. GIOVANNI L. ACEVEDO allegedly instead took more than $160,000 for his own personal use from 2009 to 2014, according to the FINRA complaint.
GIOVANNI L. ACEVEDO is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment advisor (providing advice about securities to clients).
GIOVANNI L. ACEVEDO was previously registered with the following firms:
08/2006 – 09/2014 VOYA FINANCIAL ADVISORS, INC. (CRD# 2882) – WILTON MANORS, FL
02/2000 – 08/2006 QUESTAR CAPITAL CORPORATION (CRD# 43100) – FORT LAUDERDALE, FL
07/1994 – 02/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD# 8112) – CHARLOTTE, NC
The Pompano Beach, Florida-based Soreide Law Group represents clients nationwide before FINRA. If you sustained investment losses due to your broker/financial advisor, call a Securities Arbitration Lawyer for a free consultation on how to potentially recover your losses at 888-760-6552.