Adam Robert Bollinger (CRD #6065030, Chandler, Arizona)
was barred by FINRA for allegedly converting $17,525 from seven individuals, six of whom were his firm’s clients.
FINRA’s findings said Bollinger instructed the individuals to draft checks which were payable to him for a variety of reasons, including charitable donations, but instead of using the funds for the intended purposes, Bollinger converted the funds for his own personal use.
(FINRA Case #2015044164801)
Adam Robert Bollinger is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients).
According to FINRA’s BrokerCheck Adam R. Bollinger was registered with the following firm:
08/2012 – 01/2015 EDWARD JONES (CRD# 250) – CHANDLER, AZ
The previous summation of information obtained from FINRA’s website under “Disciplinary and Other FINRA Actions, July 2015” ends here.
If you sustained financial losses because of your broker or financial advisor’s recommendations, call Soreide Law Group for a free consultation with an attorney at: 888-760-6552. We represent clients nationwide before FINRA.CONTACT US