llegations Of Broker Misconduct Against CITIGROUP GLOBAL MARKETS, GONZALO PEREZ-VERDIA
Gonzalo Perez-Verdia (CRD#: 4770280, Weston, Florida) is a Citigroup Global Markets Inc. broker who allegedly engaged in sales practice violations in the securities industry. Specifically, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report on Gonzalo Perez-Verdia shows a customer filed an investment dispute about him. Notably, the customer alleged misrepresentation, negligence and more. Here is a summary of the customer’s claim:
December 13, 2018 Arbitration Involving Gonzalo Perez-Verdia, Negligence And Misrepresentation
A customer of Citigroup Global Markets, Inc. (Gonzalo Perez-Verdia’s employer since May 29, 2007) filed FINRA Arbitration #18-04087 on December 3, 2018. First, the customer claimed that Perez-Verdia negligently executed the customer’s cryptocurrency transactions. Secondly, the customer claimed that Perez-Verdia misrepresented the cryptocurrency investments. It is possible Perez-Verdia made false statements or somehow misled the customer about the cryptocurrency investments. Finally, the customer claimed that Perez-Verdia did not act in the customer’s best interest, and failed to comply with an investment contract. Accordingly, the customer seeks $1,310,000 for the alleged negligence, misrepresentation, breach of contract and breach of fiduciary duty. This matter is ongoing.
Was Gonzalo Perez-Verdia Negligent With Your Investments?
Investors can bring claims against a brokerage firm, stockbroker, or both, when the firm or stockbroker fails to conduct business with a customer in a way that a reasonably prudent broker would conduct business. Negligence also refers to brokers, possibly including Gonzalo Perez-Verdia, failing to comply with securities industry standards. Additionally, breach of fiduciary duty typically involves a brokerage firm or stockbroker failing to place the investors’ needs and interests first. Notably, a broker violates a fiduciary duty when the broker knowingly benefits financially but at the customer’s expense. Negligence and breach of fiduciary duty are common claims that investors bring against securities firms in FINRA Arbitration claims and complaints.
Apparently, Perez-Verdia still works at Citigroup Global Markets Inc. in the firm’s Weston, Florida offices. Experienced losses by investing with securities broker Gonzalo Perez-Verdia? If so, contact Soreide Law Group at (888) 760-6552. Talk with experienced counsel about a possible recovery of your investment losses. Notably, Soreide Law Group represents clients on a contingency fee basis and advances all costs. Also, the firm has recovered millions of dollars for investors who suffered losses due to misconduct of brokers and brokerage firms.