Soreide Law Group is investigating possible investor claims against securities broker Parker William Brickley (CRD: 6334260, New York, NY). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services Inc. Here is a brief summary of the disclosures about Brickley.
UBS Financial Services Inc. Investor Accuses Parker Brickley Of Inaccurate Information
Notably, on May 11, 2022, a UBS Financial Services Inc. client filed a complaint about Parker Brickley. Namely, the client alleged that Brickley did not submit accurate information regarding the interest and term of a loan. Supposedly, the client believed that they would only have to pay interest on the loan for two years and that the terms could be extended. Additionally, the client alleged that the agreement was based on omissions and “lies.” Because of this, the client allegedly sustained damages. Therefore, the client requested $8,000,000 in compensation from UBS Financial Services Inc. or Brickley. Evidently, this complaint is pending a resolution.
UBS Financial Services Inc. Disaffiliates With Brickley For Outside Business Activities
Also, on February 18, 2022, UBS Financial Services Inc. disaffiliated with Brickley. UBS Financial Services Inc. alleged that Brickley engaged in an undisclosed outside business activity.
Parker Brickley Employment Information
Parker Brickley worked for UBS Financial Services Inc. in New York, NY, as a securities broker from May of 2016 to March of 2022.
Damages Resulting From UBS Financial Services Inc. Securities Broker Brickley?
Did you experience damages because of Parker Brickley? You can reach out to Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in the United States, is ready to review your situation and explain your legal options. Also, the firm represents clients on a contingency fee basis and advances all costs. Brickley and brokerage firms Brickley worked for deny any and all allegations of sales practice violations.