July 3, 2024

Ronnie Cochran Involved In NYLIFE Investor Disputes Regarding Advice

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Ronnie Lynn Cochran [CRD: 2104444, Lincoln, Nebraska], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ronnie Cochran joined NYLIFE Securities LLC in April 1999. Read below for additional information about Ronnie Cochran’s disclosures.

NYLIFE Securities LLC Investor Accused Cochran Of Making Unsuitable Recommendations

Particularly, on July 24, 2023, a NYLIFE Securities LLC client filed a complaint about Ronnie Cochran. Supposedly, Cochran made recommendations that caused tax consequences and liquidity problems. Because of this, the client allegedly sustained damages on variable annuities. As a result, the client requested compensation from NYLIFE Securities LLC or Cochran. The firm denied this complaint.

Ronnie Cochran Disclosed Allegations By NYLIFE Securities LLC Client

Also, a client of NYLIFE Securities LLC contested Cochran’s sales practices, according to a complaint. Allegedly, Cochran omitted information about an annuity. Therefore, NYLIFE Securities LLC opted to settle the matter on September 9, 2015, by compensating the client in the amount of $19,654.68.

NYLIFE Investor Alleged Misrepresentation

In addition, a client of NYLIFE Securities LLC contested Ronnie Cochran’s sales practices, according to a complaint dated March 7, 2007. Allegedly, Cochran made misrepresentations about tax implications on variable annuity transactions. Therefore, the client sought compensation from NYLIFE Securities LLC or Cochran in the amount of $164,233.66 in this matter.

Did You Sustain Losses Because Of Securities Broker Ronnie Cochran?

Have you experienced losses because of any sales practice violation by financial advisor / securities broker Ronnie Cochran? If so, get in touch with Soreide Law Group online or at (888) 760-6552 so you can talk to a securities lawyer about your legal options. Soreide Law Group has recovered losses for many clients in the US, works on a contingency fee basis, and advances all costs. Cochran and brokerage firms Cochran worked for deny any allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

February 17, 2025
Jason Netrosio Faces LPL Client Complaint About Unauthorized Trading

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Jason Andrew Netrosio (also known as Jay Netrosio) (CRD#: 2743225, Middletown, New York). Netrosio has been registered in the securities industry for 27 years, working with multiple firms, including HSBC Securities, TD Ameritrade, and CUNA Brokerage Services. Since May 18, 2022, he has been […]

February 17, 2025
Janine Ledbetter Facing Cetera Client Disputes About Unsuitable Recommendations

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Janine Lynn Ledbetter (also known as Janine Lynn Evans) [CRD: 5653943, Vancouver, Washington]. Ledbetter was previously registered as both a broker and an investment adviser, working with Cetera Advisors LLC from 2014 to 2022. Recent disclosures raise concerns regarding Ledbetter’s professional conduct, including allegations […]

February 16, 2025
James Hart Facing Allegations of Mismanagement at Raymond James

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker James Vernon Hart (also known as Vern Hart) [CRD#: 1122114, Carmel, Indiana]. Hart works with Raymond James Associates Inc. as of June 16, 2011. Recent disclosures raise concerns about Hart’s conduct, including allegations of excessive fees and mismanagement of a client’s account. Pending Client […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2022 Soreide Law Group, PLLC  |  All Rights Reserved