Florida Broker, Craig Dean Blattner, Formerly with Certera Advisors Fined and Suspended by FINRA
Soreide Law Group, based in Florida, obtained the following information on this Florida broker from FINRA’s website under, “Disciplinary [...]
Ricardo Alfredo Estrada, Formerly with MML Investors Services of Miami, Fined and Suspended by FINRA
Soreide Law Group, based in South Florida, obtained the following information from FINRA’s May 2018 Disciplinary Report. Ricardo Alfredo [...]
David Warren Olson, Formerly with Mogan Stanley St. Petersburg, FL, Barred by FINRA
Soreide Law Group, based in Florida, obtained the following information from the May 2018 Disciplinary Report on FINRA’s website [...]
Did You Experience Stock Losses in Gemphire Therapeutics Inc. (GEMP) Sold by Laidlaw?
Soreide Law Group has been contacted by investors who purchased Gemphire Therapeutics Inc. (GEMP) and experienced stock losses through [...]
Did You Purchase Onconova Therapeutics, Inc. (ONTX) through Laidlaw and Company?
Soreide Law Group has been contacted by clients who purchased Onconova Therapeutics, Inc. (ONTX) and experienced significant stock losses [...]
Christine Alexandria Murphy Fined and Suspended by FINRA
The Pompano Beach, Florida-based law firm, Soreide Law Group, obtained the following information from FINRA’s May 2018 Disciplinary Report [...]
Significant Stock Losses in PhaseRx, Inc. (PZRXQ) Sold By Laidlaw and Company
Soreide Law Group has been contacted by clients who purchased PhaseRx, Inc. (PZRXQ) and experienced significant stock losses through [...]
Former Boca Raton Morgan Stanley Broker, Michael Bruce Ralby, Barred by FINRA
Soreide Law Group, based in Pompano Beach, Florida, obtained the following information regading a Boca Raton, Florida broker from [...]
MabVax Therapeutics Holdings, Inc. (MBVX) Sold by Laidlaw and Company
Soreide Law Group has been receiving calls from our clients who purchased MabVax Therapeutics Holdings, Inc. (MBVX) and experienced [...]
Were You Sold Asterias Biotherapeutics, Inc. (AST) By a Broker from Laidlaw and Company?
Soreide Law Group has been contacted by clients who purchased Asterias Biotherapeutics, Inc. (AST) and experienced stock losses. Not [...]
Miami Broker, FRANCISCO JOSE ORTIZ, Formerly of Wells Fargo Suspended and Fined by FINRA
FRANCISCO JOSE ORTIZ (CRD#: 4677135 ), formerly with Wells Fargo Advisors in Miami, was suspended by FINRA for one [...]
Did Your Laidlaw and Company Broker Recommend Cytori Therapeutics, Inc. (CYTX)?
Soreide Law Group has received calls from clients who purchased Cytori Therapeutics, Inc. (CYTX) and have suffered significant stock [...]
Did You Purchase Affimed N.V. (AFMD) Through Laidlaw and Company?
Soreide Law Group has received calls from clients who purchased Affimed N.V., symbol (AFMD). This security was offered by [...]
MCM Securities of New York Censured and Fined by FINRA
MCM Securities LLC (CRD #41571, New York, New York) was censured and fined $25,000 by FINRA following allegations that [...]
Former Florida Broker, Matthew Singer Barred by FINRA
Soreide Law Group, based in South Florida, obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA [...]
Former Morgan Stanley Miami Broker, Thomas Alan Meier Barred by FINRA
Soreide Law Group, based in South Florida, obtained the following information from FINRA’s May 2018 Disciplinary Report on Miami [...]
Tampa Broker, Mike Hanke, Formerly with Ameriprise Fined and Suspended by FINRA
The Forida-based Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, May [...]
LaidLaw List of Alternative Investments and Common Stock Sales
Alternative Investment Strategies Can Be Costly To Investors and Enrich Brokers Soreide Law Group recently filed a FINRA arbitration [...]
Broker JIM KNEE, Formerly with Ameriprise and Voya, Barred by FINRA
JAMES EDWARD KNEE (JIM KNEE) CRD#: 1852920 has been barred by the Financial Industry Regulatory Authority Inc. (FINRA) for [...]
Former Connecticut PRUCO SECURITIES Broker, VAUGHN LEE ANDREWS-MCKAY, Barred by FINRA
VAUGHN LEE ANDREWS-MCKAY (VAUGHN LEE ANDREWS) CRD#: 6491985 was barred by the Financial Industry Regulatory Authority Inc. (FINRA) in [...]