Navigating the complexities of business and securities law requires precision, expertise, and a forward-thinking approach. At Soreide Law Group, we specialize in providing tailored legal solutions for companies, investors, and entrepreneurs across a wide range of services. Whether you are preparing financial disclosures or structuring innovative funding mechanisms, our team ensures compliance, clarity, and efficiency. […]

JOHN FRANCIS SCHLAGHECK (JOHN F SCHLAGHECK), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, has been in the securities industry for 39 years and has been listed with 13 firms.  Schlagheck has 13 disclosures on his FINRA CRD report, with 10 of the disclosures “Customer Disputes.” The significance of JOHN F SCHLAGHECK’s […]

Soreide Law Group has been contacted by investors who claimed they had experienced losses due to the alleged purchase of GPB Automotive stock through JAMES MICHAEL ARMOUR (JAMES M ARMOUR), currently listed with AUSDAL FINANCIAL PARTNERS, INC. of Wayzata, Minnesota since 2011. In February of 2021, GPB Automotive Portfolio, LP, was found to be a […]

JAMES JOHN RAIA (JIM RAIA), is currently a broker, registered with MOLONEY SECURITIES CO., INC. of Ridgewood, New York, since 2/1/2018. He was previously listed with SUMMIT BROKERAGE SERVICES, INC from 09/03/2015 - 02/09/2018 and JP TURNER & COMPANY, LLC, from 12/18/2009 - 09/29/2015 both of Ridgewood, New York. Soreide Law Group is investigating the […]

CYNTHIA ANN GIOVACCHINO, according to FINRA’s BrokerCheck, is currently listed as a broker and as an investment advisor with OSAIC INSTITUTIONS, INC. of Seymour, Connecticut, since December of 2023.  Giovacchino has been in the securities industry for 35 years and has been listed with 4 firms. According to BrokerCheck, available to the public on FINRA’s […]

TODD RAY ANDERSON, according to FINRA’s BrokerCheck, was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 12/20/2023. Anderson was previously registered both as a broker and as an investment advisor.  He was last listed with BENCHMARK INVESTMENTS, LLC of Tucson, Arizona, from 09/17/2019 […]

Understanding the Performance of B. Riley Financial's 5.25% Senior Notes Due 2028 (RILYZ) and Potential Financial Advisor Liability The 5.25% Senior Notes due 2028 issued by B. Riley Financial (RILYZ) were marketed as an attractive fixed-income investment, offering a consistent annual coupon of 5.25%. These notes gained attention from income-seeking investors but have faced significant […]

The Fossil Group, Inc. 7% Senior Notes (ticker: FOSLL) represent a fixed-income security that pays quarterly dividends. This instrument is particularly appealing to income-focused investors due to its high yield. As of 2024, the security offers a dividend yield fluctuating between 12.8% and over 17% in certain periods, depending on its trading price during each […]