Loading...

Lizabeth G. Ty, Formerly with Houston’s Park Avenue Securities, Barred by FINRA

July 26th, 2016|

F The following information was obtained by Soreide Law Group (888-760-6552) from FINRA’s website under, “Disciplinary and Other FINRA Actions, [...]

David M. Miller, Columbus OH, Barred by FINRA Over UIT Losses

July 26th, 2016|

The Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” [...]

Former THRIVENT INVESTMENT MANAGEMENT INC of El Paso, Texas, MIGUEL ANGEL HERNANDEZ, Barred by FINRA

July 26th, 2016|

Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” Miguel [...]

Soreide Law Group Files Claim Against PROEQUITIES, INC. and Former Broker, Bradley J. Freidmark

July 25th, 2016|

Soreide Law Group was recently retained to file claims against Proequities, Inc. of Otsego, Minnesota, regarding investment recommendations made by [...]

Former Wells Fargo Advisors Broker, BRADLEY T. SMEGAL, Charged with Allegedly Stealing $5 Million from Clients

July 21st, 2016|

BRADLEY T. SMEGAL (CRD# 716056), a 63 year-old former Wells Fargo investment adviser in Minnealpolis is facing federal securities fraud [...]

Talman Anthony Harris, former broker with RADNOR RESEARCH & TRADING CO, Barred by FINRA

July 21st, 2016|

The Florida-based Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, July [...]

Bonanza Creek Energy Inc (BCEI) Stock Plummets

July 20th, 2016|

Shares in Bonanza Creek Energy Inc (BCEI) plummeted 36.84% in Wednesday’s trading after the company announced it hired Perella Weinberg [...]

Ft. Lauderdale Firm, Kovack Securities Inc., Fined and Censured by FINRA

July 19th, 2016|

The Pompano Beach, Florida-based Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA [...]

BrokerBank Securities, Inc. and Broker Fined and Censured by FINRA Over Misleading Press Releases

July 19th, 2016|

Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” BrokerBank [...]

Former Miami Broker, James P. Scullin, Fined and Suspended by FINRA for Alleged Unauthorized Trading

July 19th, 2016|

The South Florida-based Soreide Law Group (888-760-6552) obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, [...]

Another Oil and Gas Company, Triangle Petroleum (TPLM), Files For Bankruptcy Protection

June 30th, 2016|

Nearly 80 energy-related companies have filed for bankruptcy since 2015 due to the plummeting prices of crude oil.  Soreide Law [...]

Did Your Broker Recommend Royale Energy Inc (ROYL)?

June 29th, 2016|

Soreide Law Group is investigating, on behalf of our clients, stock losses in Royale Energy Inc (ROYL) recommended by their [...]

SEC Charges Breitling Energy Corp. (BECC) and CEO In $80 Million Fraud Case

June 28th, 2016|

Soreide Law Group is currently investigating, on behalf of investors who have experienced devastating losses, the oil and gas company [...]

Did You Purchase Bank of America Strategic Return Notes at the Recommendations of Your Merrill Lynch Broker?

June 27th, 2016|

Soreide Law Group launched an investigation on behalf of clients wishing to file claims against Merrill Lynch, Pierce, Fenner & [...]

Soreide Law Group Files Lawsuit Against HENNION & WALSH INC.

June 24th, 2016|

The Soreide Law Group, with co-counsel Kristian Kraszewski, Esq., recently filed a FINRA arbitration on behalf of their client against [...]

Houston American Energy Corp. (HUSA) Losses?

June 23rd, 2016|

Soreide Law Group has been contacted by investors whose brokers recommended purchasing a high concentration of stock in the energy [...]

Did Your Broker Recommend Pengrowth Energy Corporation (PGH)?

June 23rd, 2016|

Soreide Law Group is investigating claims by investors whose brokers recommended they invest heavily in Pengrowth Energy Corporation (PGH) and [...]

Did Your Broker Recommend LMSC and/or HEWA?

June 22nd, 2016|

Recently, investors have contacted Soreide Law Group regarding possible claims to recover losses from concentrated recommendations in illiquid and speculative [...]

Did You Invest In the Oil and Gas Stock, Sanchez Production Partners LP (SPP)?

June 6th, 2016|

Soreide Law Group, is filing cases on behalf of those clients whose brokers recommended purchasing stock in Sanchez Production Partners [...]

Did Your Broker Recommend Emerge Energy Services LP (EMES)?

June 6th, 2016|

Soreide Law Group has been contacted by several investors who were recommended, by their brokers, to heavily invest in Emerge [...]