KATHERINE NISHNIC Sells Unsuitable Investments?
INVESTOR ALERT: Losses From KATHERINE NISHNIC? Katherine Nishnic (CRD#: 2499553, Lexington, South Carolina) is a securities broker previously registered [...]
ENRIQUE LOPEZ, REIT Sales
Soreide Law Group has been contacted by investors who made purchased private placements with, ENRIQUE LOPEZ (RICK LOPEZ) CRD#: [...]
ED MATTHES Barred After Million Dollar Fraud
On March 22, 2019, EDWARD EARL MATTHES (ED MATTHES) CRD#: 2788055, a former independent contractor for Mutual of Omaha [...]
EDWARD MATTHES Cause You Investment Losses?
EDWARD MATTHES Cause You Investment Losses? Soreide Law Group is evaluating possible claims of misappropriation and other sales practice [...]
GABRIEL BLOCK Barred and Fined $750K
GABRIEL BLOCK (GABE BLOCK) CRD#: 2103543 was barred by FINRA from acting as a broker or otherwise associating with [...]
TIMOTHY PROUTY Cause You Investment Losses?
TIMOTHY PROUTY Cause You Investment Losses? Soreide Law Group is evaluating possible claims of suitability, misrepresentation and other sales [...]
First Allied Securities, Inc. Lawsuit Filed
Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against, FIRST ALLIED SECURITIES, INC. [...]
Chris Wright of Center Street Securities REIT Sales
Soreide Law Group has been contacted by investors, due to alleged losses in non-traded REITs recommended by broker Chris [...]
GNL LOSSES – REIT INVESTOR ALERT!
Soreide Law Group Investigating GLOBAL NET LEASE (GNL) Investors are growing more concerned about the viability of Global Net [...]
JAMES LUNSFORD Cause You Investment Losses?
ATTENTION INVESTORS: Losses From JAMES LUNSFORD? James Lunsford (CRD#: 2222307, Sonoma, California) is a prior Mid Atlantic Capital Corporation [...]
Losses From MetLife Broker GARY HAMMOND?
Soreide Law Group Investigating GARY HAMMOND of Charlotte North Carolina Soreide Law Group is evaluating possible claims of sales [...]
ERIC ZAKARIN Subject Of Investor Lawsuit
ATTENTION INVESTORS: Complaint Against Lombard Securities About ERIC ZAKARIN Have you suffered investment losses with Lombard Securities broker Eric [...]
Investor Claims Against CHRISTOPHER JORGENSEN
INVESTOR ALERT: Lawsuit Filed About CHRISTOPHER JORGENSEN Christopher Jorgensen (CRD#: 1919475, Setauket, New York) is a prior Summit Brokerage [...]
ROSEMARY TAVERNA Referenced In Investor Claim
ROSEMARY TAVERNA Referenced In Commonwealth Financial Network Investor Dispute Soreide Law Group is reviewing potential claims of misconduct, including [...]
MICHAEL TANHA Fined, Suspended By FINRA
INVESTOR ALERT: FINRA Suspends, Fines MICHAEL TANHA Soreide Law Group is investigating possible claims on behalf of those who [...]
GONZALO PEREZ-VERDIA Cause You Losses?
Allegations Of Broker Misconduct Against CITIGROUP GLOBAL MARKETS, GONZALO PEREZ-VERDIA Gonzalo Perez-Verdia (CRD#: 4770280, Weston, Florida) is a Citigroup [...]
ALERT: Investor Claims Involving CLARA TANG
ATTENTION INVESTORS: Losses from Cetera Broker CLARA TANG? Soreide Law Group is reviewing possible investor claims against Cetera Investment [...]
Losses From AMERIPRISE, AFTAB AHMAD?
Suffered Losses From AMERIPRISE FINANCIAL SERVICES, AFTAB AHMAD? Soreide Law Group is reviewing possible claims of unsuitability and misrepresentation [...]
DOMINIC TROPIANO of Cleveland Barred by FINRA
DOMINIC ANTHONY TROPIANO (Dominic Torpiano) CRD#: 4761462, former Cleveland, Ohio broker, has been barred by FINRA, May 9, 2019, [...]
STEPHEN MATTHEWS Alleged Of Investor Misconduct
INVESTOR ALERT: Customer Dispute About SAGEPOINT’S STEPHEN MATTHEWS Stephen Matthews (CRD#: 1878065, Dublin, Ohio) is a general securities representative [...]