Soreide Law Group Files FINRA Arbitration Against SUMMIT BROKERAGE SERVICES and Broker, JOEL ARCHER.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: SUMMIT BROKERAGE SERVICES, INC., [...]
Sandlapper Securities LLC FINRA Complaint
Sandlapper Securities LLC FINRA Complaint Show Possible Impropriety The Securities Arbitration Law Firm Soreide Law Group, has launched [...]
Memorial Production Partners MEMP Losses Due To Broker?
Did you purchase Memorial Production Partners through a Broker Like Raymond James? According to the streetinsider.com Raymond James downgraded [...]
MNKD Mannkind Corp Losses Due To A Broker?
S MannKind Corp. reached a high of about $56 per share in 2014. From there the stock crashed through [...]
Diamond Offshore Losses Due To Broker Recommendations
Soreide Law Group is investigating claims against brokers who recommended Diamond Offshore The securities arbitration law firm, Soreide [...]
Did Your Stock Broker Recommend Carbo Ceramics?
Soreide Law Group is representing clients against their stock brokers who recommended Carbo Ceramics in large concentrated positions. CRR [...]
Soreide Law Group Files FINRA Arbitration Against NATIONAL SECURITIES CORPORATION and Broker RAJ ASHOK RAGHANI
Soreide Law Group, based in South Florida, has filed a FINRA arbitration on behalf of our clients against: NATIONAL [...]
Sarasota Broker Daniel Joseph Hushek III Suspended by FINRA Over Alleged Supervisory Failure
Soreide Law Group, based in Florida, obtained the following information, available to the public on FINRA’s website, from FNRA’s [...]
Former Well Fargo New Jersey Broker, Edward T Murphy, Barred by FINRA
EDWARD THOMAS MURPHY CRD#: 3041818 was barred by FINRA from acting as a broker or otherwise associating with firms [...]
Linn Energy Tax Bill After Bankruptcy?
Why Did I Get a Tax Bill From Linn Energy When It Went Bankrupt? The September 23, 2016 [...]
Did You Invest in the Haverford Group with Former Bolton Global Capital Pennsylvania Broker, PAUL WESCOE SMITH?
The Soreide Law Group obtained the following information on FINRA’s website which is available to the public. PAUL WESCOE [...]
Former Miami UBS Broker, LORENZO C ESTEVA, Barred by FINRA
The South Florida-based law firm, Soreide Law Group, obtained the following information on Miami broker, LORENZO C ESTEVA, on [...]
FINRA Arbitration Filed Against ABRAHAM HEIMANN Due to Alleged Over Concentration of Miller Energy Stock
Soreide Law Group has filed several FINRA arbitrations on behalf of our clients against brokers/dealers who have recommended high-risk [...]
Former New York Broker, JAIME R RODRIGUEZ, Barred by FINRA for Alleged Theft from Elderly and Blind Client
JAIME R RODRIGUEZ CRD#: (5128530), a former HSBC broker in New York was barred by FINRA for allegedly converting [...]
SEC Accuses Former LPL Financial Broker, SONYA D CAMARCO, of Misappropriation of $2.8 Million from Clients
The SEC has obtained an order to freeze the assets of a former LPL Financial broker who allegedly misappropriated [...]
Boca Raton Broker, LARRY C WOLFE, Fined and Suspended by FINRA
Soreide Law Group, based in Pompano Beach, Florida, obtained the following information from FINRA’s Disciplinary Report, August, 2017, which [...]
Raymond Montoya Charged with Running a Ponzi Scheme
Soreide Law Group is currently investigating the Raymond Montoya/ RMA Strategic Opportunity Fund LLC Ponzi scheme. The Boston-area hedge [...]
Hilltop Securities of Dallas, Texas, and Douglas Hodges Fined by FINRA
Soreide Law Group obtained the following information from FINRA’s August 2017 Disciplinary Report, available to the public on FINRA’s [...]
Former Pennsylvania Broker, Mark Charles Koehler, Barred by FINRA
Soreide Law Group obtained the following information, which is available to the public, on FINRA’s website under, “Disciplinary and [...]
Florida’s WILLIAM H MERRIAM IV, Former Broker with Merrill Lynch of Jacksonville, Barred by FINRA
Soreide Law Group, based in Florida, obtained the following information from FINRA’s website, which is available to the public, [...]