Timothy Joseph McIntosh (CRD: 2726005) is a financial advisor based in Tampa, Florida, who has been registered with Visionary Horizons LLC since April 13, 2023. He previously worked for PVG Asset Management Corp from December 20, 2016, to April 20, 2023. His Investment Adviser Public Disclosure (IAPD) report lists a pending client complaint alleging a […]

Brent Thomas O'Mara (CRD: 4260408), a former securities broker in Omaha, Nebraska, is the subject of a client complaint involving investment advice and potential investor losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked with Securities America Inc. from November 4, 2016, to December 31, 2020, and WealthPlan Partners Inc. was his […]

A client accused former securities broker Abebi Bayo Stafford (CRD: 6550592) of unauthorized trading that may have caused investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Stafford worked as a broker with Ameriprise Financial Services LLC in New Brighton, Minnesota, from May 2016 to October 2026, and has worked for the firm […]

David Neil Soiferman (also known as Dave Soiferman), a securities broker based in Orlando, Florida (CRD: 1990243), is the subject of client complaints involving alleged investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. He worked for Ameriprise Financial Services LLC from April 16, 2010, to June 25, 2026. He has been registered […]

Investors may have suffered losses connected to Tyler Joseph Baeza (CRD: 7658918), a securities broker in Los Angeles, California, based on disclosures in Financial Industry Regulatory Authority (FINRA) BrokerCheck. Baeza worked for Merrill Lynch from January 2023 through July 2026. Here’s a closer look at the disclosure and the rules governing broker discretion. Merrill Lynch […]

Garrick Paolo Montenegro (CRD: 2882898) is a securities broker based in New York, New York, who has worked for UBS Financial Services Inc. since June 24, 2011. Disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck describe investor allegations involving possible investment losses. Here is what the dispute involves and how Montenegro has responded. UBS Clients […]

Former securities broker Gregory Weido (CRD: 5664093) of Cocoa Beach, Florida, is named in a client arbitration claim involving alleged investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Weido was registered with PFS Investments Inc. from January 19, 2010, to December 31, 2023. Here’s what the dispute involves and where it stands. […]

Matthew Thomas Nadeau (CRD: 4637541), a securities broker in Roseville, California, was named in an investor dispute involving possible investment losses, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nadeau has been registered with Kingswood Capital Partners since May 20, 2021, and with Kingswood Wealth Advisors since January 10, 2023. He was also […]

Investors may have suffered losses involving securities broker Wesley Andrew Steed, also known as Wes Steed (CRD: 2816275), of Staten Island, New York, according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck database. Steed worked for Wells Fargo Advisors and Wells Fargo Clearing Services from April 18, 2008, to June 18, 2026. He […]