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June 14, 2013
John Thomas Financial May Be Moving Out of Wall Street

John Thomas Financial CEO, Anastasios “Tommy” Belesis, has been under the scrutiny of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority Inc. (FINRA) over the past few months. Now he is in danger of losing his office on 14 Wall Street, where John Thomas occupies the entire 23rd floor, according to […]

April 17, 2013
FINRA Charges Tommy Belesis With Fraud, Intimidation, Trading Ahead, and Other Violations

Soreide Law Group, PLLC, a Securities Arbitration Law Firm, phone (888) 760-6552, has posted several articles on our blog regarding Anastasios "Tommy" Belesis over the past several months. The following information was listed on FINRA's website on April 15, 2013. The Financial Industry Regulatory Authority (FINRA) announced that it has filed a complaint against John […]

April 10, 2013
More Problems for John Thomas Financial

In another transaction, John Thomas CEO, Anastasios (Tommy) Belesis, of John Thomas Financial, reportedly mismanaged a start-up company marketing software to help police find missing children. Allegedly, John Thomas Financial pocketed or threw away nearly half of $13 million raised for the company, AMBER Ready. Belesis reportedly hijacked the company’s development program, giving consulting contracts […]

March 22, 2013
Thomas Belesis Charged With Defrauding Investors by SEC

Today, the Securities and Exchange Commission (SEC) charged Thomas Belesis, owner of independent broker-dealer, John Thomas Financial, and a Houston-based hedge fund manager, with defrauding investors. The SEC said hedge fund manager George R. Jarkesy Jr., worked closely with Mr. Belesis to launch two hedge funds that raised $30 million from investors, and that as […]

March 6, 2013
Investigation of John Thomas Financial's Sale of America West Private Placements

Soreide Law Group is investigating potential claims against John Thomas Financial. John Thomas Financial raised approximately $5,000,000 as the lead underwriter for America West. Many investors have suffered complete losses in this investment. In October 2008, John Thomas Financial acquired 15,000,000 warrants, and 5,000,000 options on America West. John Thomas Financial, owned by Anastasios “Tommy” […]

February 8, 2013
FBI, SEC and FINRA Investigating Tommy Belesis' Firm, John Thomas Financial

In an article, Feb. 7, 2013, in the New York Post, it was reported that (broker-dealer owner), Anastasios “Tommy” Belesis' firm, John Thomas Financial, is being investigated by the FBI, the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority Inc. (FINRA). Mr. Belesis has made many media appearances on cable business/financial shows. […]

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