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October 30, 2024
Cathy Wu Facing Allegations Over Investment Recommendations

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Cathy Wu (also known as Ping Shuang Wu) [CRD: 4924232, Arcadia, California]. Cathy Wu joined Cetera Investment Services LLC on September 16, 2013, and joined Cetera Investment Advisers LLC on January 21, 2014. During her employment, she has been involved in client disputes concerning […]

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