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March 12, 2019
Georgia Authorities Charge M Holdings Broker Dean Grant With Insurance Fraud

Georgia Authorities Charge M Holdings Broker Dean Grant With Insurance Fraud Authorities in the State of Georgia have charged M Holdings Securities Inc. registered representative Dean Harrison Grant (CRD#: 1945209, Milledgeville, Georgia) with fraud, theft, forgery and trafficking of an elder person. Supposedly, Mr. Grant victimized clients by making off with $1,374,384.33 worth of their […]

October 2, 2014
Former Pennsylvania Agent Charged With Alleged Theft from Clients Over $1Million

On October 1, 2014, the US Attorney's office filed charges against Dennis Wright for securities fraud. Wright is a former agent with AXA Equitable Life Insurance Company ("AXA"), and operated Wright Associates of Lewistown, Pennsylvania. Allegedly, from the early 1990's through June of 2012, Dennis Wright encouraged his clients at AXA to liquidate their securities […]

February 10, 2014
Life Partners Holdings Policies Ruled Securities by Texan Court

A Texas appeals court reversed a lower-court ruling making the Life Partners Inc.’s life-settlement policies now regulated under state securities laws, which had previously found the policies didn’t qualify. Life Partners Holdings buys the rights to death benefits from the policyholder in exchange for a lump-sum payment. The State of Texas accused Life Partners Holdings […]

November 29, 2012
Jacksonville, FL, Rep Suspended and Fined for Insurance Scam

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2012.” Evan Coley Eggers (CRD #5205969, Registered Representative, Jacksonville, Florida) fined $5,000 and suspended from association with any FINRA member in any capacity for six months. Without admitting or denying the findings, Eggers consented to the described sanctions and to the […]

November 16, 2012
FINRA Enforcing Annuity Sales Rules

The Financial Industry Regulatory Authority, also known as FINRA, has been enforcing all types of annuity transaction misdeeds nationwide according to recent enforcement reports from the agency, writes Elizabeth Festa in a recent article for LifeHealthPro.com. FINRA recently censured a firm and fined it $40,000 to settle allegations that the firm failed to maintain required […]

July 27, 2012
Agent Charged In Life Insurance Fraud

On July 25th., 2012, the U.S. Attorney's Office in Baton Rouge, La.,  charged Timothy R. Schlatre with mail fraud, money laundering and asset forfeiture for his alleged role in a life insurance scam. Schlarte was an agent for New York Life Insurance Co. and Lincoln National Corp. He allegedly made hundreds of thousands of dollars in commissions by selling […]

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