Merrill Lynch Client Files Dispute About Broker Peter Ianace's Recommendations The Financial Industry Regulatory Authority (FINRA) discloses new information through BrokerCheck as it relates to Peter Vincent Ianace (CRD#: 3238078, Plano, Texas). It appears that the securities broker, who worked for Merrill Lynch (2011 to 2019) and Wells Fargo Clearing Services (2019 to 2020), is […]

Merrill Lynch Client Files Dispute About Richard Sica Investment loss recovery counsel at Soreide Law Group provide you with the following information regarding securities broker Richard Sica (CRD#: 1756940, Ridgefield, Connecticut). Evidently, this person works for Merrill Lynch as both a financial advisor and securities broker. Apparently, there are four investor disputes on Sica’s record, […]

Clients File Investment Disputes About Broker John Donnelly Soreide Law Group provides you with this investor alert in regard to securities broker John Patrick Donnelly (CRD#: 2374887, Houston, Texas). Specifically, the securities broker, who worked for firms Merrill Lynch, JP Morgan and Chase Securities, is involved in six client disputes. Here’s a brief overview of […]

Securities Broker Leif Olson Involved In Morgan Stanley Investor Dispute The securities attorneys at Soreide Law Group have learned of some recent investor arbitrations or disputes involving securities broker Leif David Olson (CRD#: 2277495, Sarasota, Florida). Namely, Olson worked for Morgan Stanley from 2010 to 2020 and worked for Wells Fargo since 2020 – both […]

Securities Broker Mark Yadron Involved In Disputes Alleging Bad Advice, Unauthorized Transactions Investor Alert! The Financial Industry Regulatory Authority (“FINRA”), who regulates most securities professionals in the United States, discloses investor disputes about securities broker Mark David Yadron (CRD#: 1520648, Prescott, Arizona). Notably, clients allege unsuitable and unauthorized trading by Yadron, who worked for Merrill […]

Securities Broker Katherine Clark Involved In Investor Disputes Alleging Unauthorized, Excessive Trades The Financial Industry Regulatory Authority (“FINRA”) contains troubling information about Katherine S. Clark (CRD#: 856235, Chevy Chase, Maryland). Evidently, the securities broker worked for firms including Citigroup Global Markets (1993 to 2005), Merrill Lynch (2005 to 2014) and RBC Capital Markets (2014 to […]

Morgan Stanley's Francisco Valenzuela Targeted In Investor Disputes Soreide Law Group is investigating whether to bring investor disputes against securities broker Francisco Javier Valenzuela (CRD#: 2786970, Tucson, Arizona). Namely, the securities broker, who worked for major securities firms including Merrill Lynch (2010 to 2015) and Morgan Stanley (2015 to 2018), currently has seven disclosures on […]

Clients File Investment Disputes About Broker Joel Lansat The investment loss recovery team at Soreide Law Group provides you with this Investor Alert concerning securities broker Joel Lansat (CRD#: 1623241, Palm Beach Gardens, Florida). FINRA BrokerCheck, which houses information about securities brokers, indicates that three investors challenged Lansat’s sales practices. Let’s take a look at […]

FINRA Indicates That Investors Disputed Eric Harding's Sales Practices Soreide Law Group is evaluating possible investor disputes in regard to securities broker Eric Wayne Harding (CRD#: 2207823, Scottsdale, Arizona). Notably, more than 10 investors disputed the sales practices of Harding, who worked for securities firms Wells Fargo and United Planners Financial Services and who was […]