Investors apparently complained about securities broker Benjamin Franklin Duckett [CRD: 6143741, Carlsbad, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Duckett has worked for Morgan Stanley in Carlsbad, California, as a securities broker since January 11, 2013, and as a financial advisor since January 30, 2013. Keep reading to […]

Investors may have suffered financial harm by securities broker David Jay Betman [CRD: 1380281, West Conshohocken, Pennsylvania], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Betman has worked for Morgan Stanley since March 25, 2010, as a securities broker and since March 26, 2010, as a financial advisor. See the […]

Investors potentially experienced sales practice violations by securities broker Raffi Robert Vartanian (also known as Ralph Robert Vartanian) [CRD: 2261085, Coral Springs, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vartanian worked for Morgan Stanley from September 8, 2023, to April 29, 2026, and previously worked for UBS Financial Services Inc. […]

Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]

Investors potentially experienced sales practice violations by securities broker Chad Kristopher Mehle [CRD: 7008517, Irvine, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mehle worked for J.P. Morgan Securities LLC from September 20, 2023, to March 25, 2026, and previously worked for Merrill Lynch from July 5, 2022, to […]

Investors potentially incurred losses because of securities broker Garett I. Engel [CRD: 7708570, New York, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Engel worked for Morgan Stanley from April 28, 2023, to the present as a securities broker and from May 25, 2023, to the present as […]

Investors might have sustained losses due to securities broker Ernest Joseph Dean Jr. (also known as Joe Dean) [CRD: 2223858, Sarasota, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ernest Dean worked for Morgan Stanley from February 9, 2011, to the present as a securities broker and from March 24, 2011, […]

Investors potentially experienced sales practice violations by securities broker Michael John Wagner [CRD: 4465334, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Wagner worked for Morgan Stanley in Atlanta, Georgia, since March 16, 2012, as both a broker and investment adviser. Investors are encouraged to continue reading […]

Investors apparently complained about securities broker Benjamin Joseph Sweeney (also known as Ben Sweeney) [CRD: 2885369, Dallas, Texas], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Sweeney worked for Morgan Stanley from June 1, 2009, to the present. See the following information to learn more about disclosures involving Benjamin Sweeney. Morgan […]