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February 10, 2025
Charles Lombardi Faces Client Dispute at Morgan Stanley

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Charles Donald Lombardi Jr. (also known as Chad Lombardi.) [CRD: 2846847, New Haven, Connecticut]. Lombardi has been registered as a broker and investment adviser with Morgan Stanley since June 1, 2009. Recent disclosures reveal concerns regarding Lombardi’s conduct, including allegations of excessive trading and […]

February 7, 2025
Ayad Saad Involved In Morgan Stanley Client Dispute Alleging Misrepresentation

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Ayad Beshara Saad (CRD#: 1912377, Melbourne, Florida). Saad previously worked at Morgan Stanley from March 2013 to December 2023. Recent disclosures highlight concerns regarding Saad’s professional conduct, including allegations of misrepresentation, unauthorized transactions, and employment terminations. Learn more about these disclosures below. Settled Client […]

October 13, 2024
John Perez-Cubero Barred by FINRA Over Investigation

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker John Abraham Perez-Cubero [CRD: 6674954, Short Hills, New Jersey]. Perez-Cubero worked for Morgan Stanley from April 4, 2018, to October 6, 2023. His refusal to comply with a FINRA investigation has led to his expulsion from the securities industry. Read on to learn more […]

September 6, 2024
Kyle Wool Facing Morgan Stanley Investor Dispute

Investors possibly experienced losses because of securities broker Kyle M. Wool [CRD: 4238101, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kyle Wool worked for various firms, including Morgan Stanley from May 6, 2013, to February 18, 2021, Revere Securities LLC from January 20, 2021, to April 12, […]

August 11, 2024
Jennifer Yoon Involved In Morgan Stanley Investors’ Misrepresentation Disputes

Investors potentially sustained damages through securities broker Borami Yoon (also known as Jennifer Yoon) [CRD: 6864788, Menlo Park, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Borami Yoon joined Morgan Stanley on June 20, 2019. Below, you’ll find a summary of Borami Yoon’s disclosures. Morgan Stanley Investor Accused Yoon Of Misrepresentation […]

August 4, 2024
Ricki Silverman Facing Morgan Stanley Client’s Unsuitable Advice Complaint

Investors potentially sustained damages through securities broker Ricki Jay Silverman [CRD: 1219439, Fort Lauderdale, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Silverman worked for Morgan Stanley from October 20, 2011, to July 8, 2022. Below, you’ll find a summary of the securities broker’s disclosures. Morgan Stanley Investor Accused Silverman Of […]

August 1, 2024
Neil Lerner Involved In Morgan Stanley Investor Complaints

Investors might have sustained losses due to securities broker Neil Jeffrey [CRD: 836146, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Neil Lerner worked for Morgan Stanley from October 19, 2018, to February 13, 2024. Here’s an overview of Neil Lerner’s disclosures. Morgan Stanley Investor Accused Lerner Of […]

May 20, 2024
Sally Weger In Morgan Stanley Misrepresentation Disputes

Investors might have sustained losses due to securities broker Sally Ann Weger (also known as Sarah Ann Weger) [CRD: 2591057, Palm Beach Gardens, Florida], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Weger joined Morgan Stanley Smith Barney on September 16, 2011. Read on to uncover more about Weger’s client disputes […]

March 10, 2024
Robert Rumley Facing Complaints From Morgan Stanley Clients

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through securities broker Robert James Rumley III [CRD: 4474706, Atlanta, Georgia]. Evidently, Rumley worked for Morgan Stanley from May 26, 2011, to October 8, 2021. Continue reading to learn more about Rumley's disclosures. Morgan Stanley Investor Accused Rumley Of […]

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