Samuel Jonathan Duckett [CRD: 5820876], a securities broker based in Austin, Texas, disclosed a pending client complaint alleging possible investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Duckett worked for Morgan Stanley from February 25, 2020, to July 17, 2026, and joined UBS Financial Services on July 15, 2026. Here is a […]

Nini Wu (CRD: 6572622), a securities broker based in Kirkland, Washington, has worked for Morgan Stanley since January 31, 2020. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck, clients have accused Wu of sale practice violations and have claimed damages. The disputes and their outcomes are described below. Morgan Stanley Client Alleged Misrepresentation On August […]

Investors might have sustained losses due to securities broker Matthew Alfenso Gimmelli (also known as Matt Gimmelli) [CRD: 2740441, Scottsdale, Arizona], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gimmelli has worked for Morgan Stanley since January 6, 2016. Investors are encouraged to continue reading to find out more about Gimmelli’s […]

Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]

Investors potentially experienced sales practice violations by securities broker Theodore William Byrer (also known as Ted Byrer) [CRD: 2980696, Westfield, Indiana], and FINRA sanctioned him, according to information disclosed through FINRA BrokerCheck. Byrer worked for Morgan Stanley from November 11, 2013, to April 20, 2023, and International Assets Advisory LLC, from May 9, 2023, to […]

Investors potentially incurred losses because of securities broker Daniel Lee Becraft [CRD: 2877734, Seattle, Washington], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Becraft has worked for Morgan Stanley since June 1, 2009. Read on to find out more about Becraft’s client dispute disclosures. Becraft Accused Of Unsuitable Trading By Morgan […]

Investors apparently complained about securities broker Benjamin Franklin Duckett [CRD: 6143741, Carlsbad, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Duckett has worked for Morgan Stanley in Carlsbad, California, as a securities broker since January 11, 2013, and as a financial advisor since January 30, 2013. Keep reading to […]

Investors may have suffered financial harm by securities broker David Jay Betman [CRD: 1380281, West Conshohocken, Pennsylvania], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Betman has worked for Morgan Stanley since March 25, 2010, as a securities broker and since March 26, 2010, as a financial advisor. See the […]

Investors potentially experienced sales practice violations by securities broker Raffi Robert Vartanian (also known as Ralph Robert Vartanian) [CRD: 2261085, Coral Springs, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Vartanian worked for Morgan Stanley from September 8, 2023, to April 29, 2026, and previously worked for UBS Financial Services Inc. […]