Investors may have suffered financial harm by securities broker Benjamin Isaac Carmona (also known as Ben Carmona) [CRD: 5120428, San Juan Capistrano, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carmona worked for Emerson Equity LLC from August 7, 2020, to August 15, 2023, Arkadios Capital from August 9, 2023, […]

Investors potentially incurred losses because of securities broker Mingqi Jennifer Li (also known as Jennifer Mingqi Li) [CRD: 4871851, White Plains, New York], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Li worked for Emerson Equity LLC from May 8, 2019, to July 20, 2023. Li has been registered with Arkadios […]

Investors may have suffered financial harm by securities broker Craig E. Fernsler [CRD: 5558907, Naples, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Fernsler has been associated with McDermott Investment Services LLC since February 27, 2020. Investors are encouraged to continue reading to discover more about disclosures involving Fernsler. McDermott Investor Accused […]

Investors potentially incurred losses because of securities broker Curtis Jerome Sathre III [CRD: 2459115, Oceanside, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sathre worked for JRL Capital Corporation from June 10, 2011, to May 3, 2023; Great Point Capital LLC from May 9, 2023, to March 26, 2026; and JRL Capital […]

Investors apparently complained about securities broker Joel Dale Farnsworth [CRD: 1980052, Henderson, Nevada], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Farnsworth worked for Wedbush Securities Inc. from January 2, 2009, to March 11, 2026. See below to find out more about the disclosures involving this securities broker. Wedbush Securities […]

Investors apparently complained about securities broker Stephen Pavey Meskan [CRD: 2001506, Chicago, Illinois], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Meskan has been registered with Cabot Lodge Securities LLC since August 12, 2019, and CL Wealth Management LLC since August 29, 2019. Previously, he was registered with Purshe Kaplan […]

FINRA barred securities broker Kevin Christopher McCarthy [CRD: 1702715, Hialeah, Florida], and investors complained about him, based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McCarthy worked for Madison Avenue Securities LLC from December 4, 2007, to January 30, 2026. Investors are encouraged to continue reading to find out more about McCarthy’s […]

Investors potentially experienced sales practice violations by securities broker Patricia Walker Pick (also known as Patricia Ann Pick and Patricia Ann Walker) [CRD: 726788, Vienna, Virginia], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Patricia Pick worked for Hightower Securities LLC from January 30, 2015, to June 5, 2023. Read on […]

Investors may have suffered financial harm by securities broker Wen Che [CRD: 6911319, Irvine, California], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Che has worked for Emerson Equity LLC as a securities broker since May 7, 2019, and as a financial advisor since May 8, 2019. Che also worked for Independent Financial […]