Investors potentially experienced sales practice violations by securities broker John Michael McArthur [CRD: 4389397, St. Louis, Missouri], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mr. McArthur has been registered with Krilogy since February 24, 2012, and with Saxony Securities Inc. since November 28, 2014. Readers should continue reviewing this information to find […]

Investors potentially incurred losses because of securities broker Matthew Calhoun [CRD: 4425914, Columbus, Ohio], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calhoun has been registered with Osaic Wealth Inc. and Signature Equity Partners LLC since October 9, 2024. Previously, he was associated with Cambridge Investment Research Inc. and Cambridge Investment […]

Investors apparently complained about securities broker Stephen Pavey Meskan [CRD: 2001506, Chicago, Illinois], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Meskan has been registered with Cabot Lodge Securities LLC since August 12, 2019, and CL Wealth Management LLC since August 29, 2019. Previously, he was registered with Purshe Kaplan […]

Investors potentially incurred losses because of securities broker Emmet Francis Martin Sr. [CRD: 3053367, Mauldin, South Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin has been registered with Trustmont Financial Group Inc. since August 16, 2010, and with Trustmont Advisory Group Inc. since August 23, 2010. Investors should continue […]

Investors apparently complained about securities broker Mark Andrew MacArthur [CRD: 2411397, Newhall, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. MacArthur worked for Ausdal Financial Partners Inc. from November 1, 2006, to November 1, 2023, was affiliated with Criterion Wealth Management from January 2008 to August 2017, and joined […]

Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors related to recommendations of Spring Hills Holdings investments. Spring Hills Holdings is a senior care and healthcare-related private investment that may have exposed investors to substantial risks, including illiquidity and possible loss of principal. Investors should […]

Investors potentially experienced sales practice violations by securities broker Nicholas Thomas Stafford IV (also known as Nicholas Lance and Lance Stafford) [CRD: 2900449, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stafford worked for Bridge Capital Associates Inc. from January 10, 2020, to March 3, 2022, Emerson Equity […]

Investors might have sustained losses due to securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roger Roemmich worked for Alexander Capital LP from October 2, 2020, to May 30, 2025, as a general securities representative. See below to learn more about […]

Investors potentially incurred losses because of securities broker Stephen Glover Parks [CRD: 5074732, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Parks worked for Skystone Securities LLC from June 12, 2020, to December 24, 2025. See below to discover more about the disclosures involving Stephen Parks. FINRA Sanctioned Parks For […]