Investors potentially experienced sales practice violations by securities broker Nicholas Thomas Stafford IV (also known as Nicholas Lance and Lance Stafford) [CRD: 2900449, Atlanta, Georgia], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stafford worked for Bridge Capital Associates Inc. from January 10, 2020, to March 3, 2022, Emerson Equity […]

Investors might have sustained losses due to securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roger Roemmich worked for Alexander Capital LP from October 2, 2020, to May 30, 2025, as a general securities representative. See below to learn more about […]

Investors potentially incurred losses because of securities broker Stephen Glover Parks [CRD: 5074732, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Parks worked for Skystone Securities LLC from June 12, 2020, to December 24, 2025. See below to discover more about the disclosures involving Stephen Parks. FINRA Sanctioned Parks For […]

Investors apparently complained about securities broker Dominic Julio Baldini [CRD: 3082081, San Mateo, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Baldini worked for Emerson Equity LLC as a financial advisor since March 5, 2004, and as a securities broker since April 12, 2004. Read on to discover more about Baldini’s […]

Investors apparently complained about securities broker Andrew Templeton Murdoch [CRD: 4348536, Portland, Oregon], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Murdoch has been registered with Somerset Securities Inc. since July 16, 2019, and was previously associated with Somerset Wealth Management LLC from August 1, 2019, to August 30, 2022. […]

Soreide Law Group is investigating potential investor claims involving the sale of Inspired Senior Living of Winery Lane Development LLC, a private placement investment that has recently been associated with serious financial and operational concerns. This offering was tied to the development of a senior living facility and was marketed to investors seeking income and […]

Investors apparently complained about securities broker Michael William Cecere [CRD: 3250479, Ronkonkoma, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Cecere worked for Cape Securities Inc. from July 22, 2009, to December 5, 2018, and then for PHX Financial Inc. from December 5, 2018, to March 18, […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Inspired Healthcare Capital Income Fund and related Inspired offerings. This private real estate investment fund was marketed as an income-producing opportunity tied to healthcare and senior living properties, but significant adverse developments have emerged. Publicly […]

Investors potentially experienced sales practice violations by securities broker Brian Dunn [CRD: 4574012, San Francisco, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brian Dunn worked for Mercury Investment Services LLC from March 14, 2024, to January 22, 2025, and previously worked for Growth Capital Services Inc. from June 4, […]