Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses at the hands of securities broker and financial advisor Lawrence Richard Greenfield (Larry Greenfield) [CRD#: 4056913, Woodland Hills, California]. Greenfield's record includes a tenure at LPL Financial LLC from July 2018 to May 2020, and at Arete Wealth Management […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Lei Shen (also known as Peter Shen) [CRD#: 5769894, Orange, California]. Peter Shen joined Ni Advisors since January 2, 2020. He worked for Independent Financial Group LLC from January 22, […]

Soreide Law Group is investigating possible investor claims against Mei Xia Guo (also known as Grace Guo) (CRD: 4201624, Monterey Park, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services LLC. Notably, one or more investors alleged misconduct in […]

Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Kiesnoski (CRD: 2688017, Setauket, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Concorde Investment Services LLC. Evidently, investors allege sales practice violations in these disputes, including that Kiesnoski […]

Soreide Law Group has been contacted by investors regarding the broker/financial advisor currently with PEACHCAP SECURITIES INC. of Serenbe, Georgia, JOHN R MATEYKO. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN R MATEYKO, has been listed in the securities industry for 19 years and has been listed with 10 firms.  He […]

Investors have come forward with complaints about securities broker Jeffrey John Furniss [CRD: 4888498, Annapolis, Maryland]. Evidently, the securities broker, who worked for Lincoln Financial Advisors Corporation, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Lincoln Financial Advisors Corporation clients allege that Furniss made unsuitable recommendations. For more on these disclosures about […]

Soreide Law Group is investigating possible investor claims against securities broker Mei Guo AKA Mei Xia Guo [CRD#: 4201624, Monterey Park, CA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services. Notably, investors allege sales practice violations in these disputes, […]

Broker Danny Young Involved In Investor Disputes Brought By Voya, ING Clients Soreide Law Group comes to you with new information in regard to securities broker Danny Young (CRD#: 4115155, Lake City, Florida). It seems that Young worked for securities firms Voya Financial Services Inc. as both a financial advisor and securities broker. He joined […]

SII Investments Clients Allege Unsuitable Transactions By Financial Advisor Robert Fross Soreide Law Group comes to you with important information concerning securities broker Robert C. Fross (CRD#: 4509851, The Villages, Florida). Namely, the securities broker and financial advisor, who worked for SII Investments Inc. (2007 to 2018) and LPL Financial (2018 to present), is involved […]