REIT loss Lawyer Archives - Securities Lawyer

Former South Carolina Broker JAMES TRAVIS FLYNN Barred by FINRA

Editor SLG2019-03-04T16:12:20+00:00March 4th, 2019|

JAMES TRAVIS FLYNN (JIM FLYNN) CRD#: 3082615 was barred by FINRA from acting as a broker or otherwise associating [...]

Editor SLG2019-02-18T14:55:13+00:00February 18th, 2019|

Soreide Law Group is currently investigating claims on behalf of our clients against: CETERA INVESTMENT SERVICES LLC, and their [...]

SecuritiesAuthor2019-01-15T01:56:21+00:00January 15th, 2019|

Title goes here Soreide Law Group is investigating possible claims on behalf of investors against brokers who sold them [...]

Editor SLG2018-10-04T17:05:54+00:00October 4th, 2018|

Soreide Law Group has been contacted by investors who allegedly suffered losses after purchasing AFIN, REITs, and other illiquid [...]

Editor SLG2018-09-04T17:29:54+00:00September 4th, 2018|

A Financial Industry Regulatory Authority (FINRA) panel of arbitrators has ordered Trustmont Financial Group Inc. to pay one of [...]

Editor SLG2018-07-11T18:03:42+00:00July 10th, 2018|

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: AMERITAS INVESTMENT CORP. (Respondent) [...]

Editor SLG2018-08-31T20:15:31+00:00May 29th, 2018|

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against NATIONAL SECURITIES CORPORATION (Respondent). [...]

Editor SLG2018-03-07T18:06:28+00:00March 7th, 2018|

Soreide Law Group is investigating claims on behalf of investors regarding financial advisor, AUSTIN RICHARD DUTTON JR (CRD #2739167), [...]

Editor SLG2018-02-13T19:13:48+00:00February 13th, 2018|

Soreide Law Group obtained the following information from the January, 2018 FINRA Disciplinary Report: Bruce A. Lefavi Securities, Inc. [...]

Editor SLG2017-08-08T15:37:59+00:00August 8th, 2017|

Soreide Law Group is currently investigating on behalf our clients, Capital Financial Services of The Woodlands, Texas, broker: MARK [...]