September 10, 2023

Investors Bring Dispute About Thais Piotrowski

an older woman looks sad because of bad stock broker advice

Soreide Law Group is investigating possible investor claims against securities broker Thais Drummond Piotrowski (also known as Thais Moreira) [CRD: 4729077, Boca Raton, Florida]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Ameriprise Financial Services. Evidently, investors allege sales practice violations in these disputes, including inappropriate advice. Here is a brief summary of the disclosures about Piotrowski.

Ameriprise Financial Services Investor Accused Piotrowski Of Unsuitable Recommendations

Notably, on June 27, 2023, an Ameriprise Financial Services client filed a complaint about Thais Piotrowski. Namely, the client alleged that Piotrowski made unsuitable recommendations. Because of this, the client allegedly sustained damages on variable annuities, mutual funds, and hedge funds. Therefore, the client requested $117,705.09 in compensation from Ameriprise Financial Services or Piotrowski. However, the securities firm and broker denied this complaint.

Thais Piotrowski Discloses Unsuitable Trading Allegations By Ameriprise Financial Services Client

Specifically, a client of Ameriprise Financial Services contested Thais Piotrowski’s sales practices by filing FINRA Arbitration: 22-01995 on September 2, 2022. Allegedly, Piotrowski engaged in unsuitable trading. It appears that Piotrowski caused the client to sustain damages on BDCs. Therefore, the client seeks compensatory relief from Ameriprise Financial Services or Piotrowski in the amount of $150,000 in this ongoing matter.

Ameriprise Financial Services Investor Accused Piotrowski Of Unsuitable Recommendations

Particularly, on June 17, 2013, an Ameriprise Financial Services client filed a complaint about Thais Piotrowski. Namely, the client alleged that Piotrowski made unsuitable recommendations. Because of this, the client allegedly sustained damages on variable annuities. Therefore, the client requested compensation from Ameriprise Financial Services or Piotrowski. However, the securities firm and broker denied this complaint.

Thais Piotrowski Discloses Unauthorized Trading Allegations By Ameriprise Financial Services Client

Evidently, a client of Ameriprise Financial Services contested Thais Piotrowski’s sales practices, according to a complaint dated March 9, 2009. Allegedly, Piotrowski engaged in unauthorized trading. Supposedly, Piotrowski caused the client to sustain damages on mutual funds. Therefore, the client asked for compensatory relief from Ameriprise Financial Services or Piotrowski in the amount of $7,319 in this ongoing matter. However, the securities firm and broker denied this complaint.

Employment Information

Thais Piotrowski has worked for Ameriprise Financial Services since February 2004 as a securities broker and financial advisor.

Did Ameriprise Financial Services Securities Broker Thais Piotrowski Cause You To Experience Damages?

Have you experienced damages through Thais Piotrowski? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Piotrowski and brokerage firms Piotrowski worked for deny accusations of sales practice violations.

Tags

Categories

Recent Posts

December 1, 2023
SARA QAZI Fined and Suspended by FINRA

SARA YASMIN QAZI (SARA QAZI), a former Morgan Stanley of Beverly Hills, CA, broker/financial advisor, has been suspended for three months and fined $15,000, for allegedly participating in the sale of an outside investment without the firm’s approval.  Qazi was with Morgan Stanley from 09/21/2009 to 03/15/2021.  She is currently registered both as a broker […]

November 30, 2023
Investigation Into Cetera Broker Yuting Cheng

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to securities broker and financial advisor, Yuting Cheng (Emily Cheng and Yu-Ting Cheng) [CRD#: 5719286, Arcadia, California]. Cheng has maintained registrations with Wells Fargo Clearing Services LLC since December 13, 2022. Other recent associations include BancWest Investment […]

November 30, 2023
FINRA Issues Sanctions To Wesley Triani

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have incurred financial losses involving securities broker and financial advisor, Wesley Howard Triani (also known as Wes Triani) [CRD#: 1025539, Hauppauge, New York]. Triani worked for Equity Services Inc. [CRD#: 265] from February 2003 to August 2023. Notably, […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2022 Soreide Law Group, PLLC  |  All Rights Reserved
linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram