Soreide Law Group is investigating possible investor claims against securities broker Thais Drummond Piotrowski (also known as Thais Moreira) [CRD: 4729077, Boca Raton, Florida]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Ameriprise Financial Services. Evidently, investors allege sales practice violations in these disputes, including inappropriate advice. Here is a brief summary of the disclosures about Piotrowski.
Notably, on June 27, 2023, an Ameriprise Financial Services client filed a complaint about Thais Piotrowski. Namely, the client alleged that Piotrowski made unsuitable recommendations. Because of this, the client allegedly sustained damages on variable annuities, mutual funds, and hedge funds. Therefore, the client requested $117,705.09 in compensation from Ameriprise Financial Services or Piotrowski. However, the securities firm and broker denied this complaint.
Specifically, a client of Ameriprise Financial Services contested Thais Piotrowski’s sales practices by filing FINRA Arbitration: 22-01995 on September 2, 2022. Allegedly, Piotrowski engaged in unsuitable trading. It appears that Piotrowski caused the client to sustain damages on BDCs. Therefore, the client seeks compensatory relief from Ameriprise Financial Services or Piotrowski in the amount of $150,000 in this ongoing matter.
Particularly, on June 17, 2013, an Ameriprise Financial Services client filed a complaint about Thais Piotrowski. Namely, the client alleged that Piotrowski made unsuitable recommendations. Because of this, the client allegedly sustained damages on variable annuities. Therefore, the client requested compensation from Ameriprise Financial Services or Piotrowski. However, the securities firm and broker denied this complaint.
Evidently, a client of Ameriprise Financial Services contested Thais Piotrowski’s sales practices, according to a complaint dated March 9, 2009. Allegedly, Piotrowski engaged in unauthorized trading. Supposedly, Piotrowski caused the client to sustain damages on mutual funds. Therefore, the client asked for compensatory relief from Ameriprise Financial Services or Piotrowski in the amount of $7,319 in this ongoing matter. However, the securities firm and broker denied this complaint.
Thais Piotrowski has worked for Ameriprise Financial Services since February 2004 as a securities broker and financial advisor.
Have you experienced damages through Thais Piotrowski? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Piotrowski and brokerage firms Piotrowski worked for deny accusations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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