nauthorized Trades From Your Stock Broker Walter Maccarron? We Can Help.
Soreide Law Group has been investigating alleged unauthorized options trades on Tesla for former customers of broker, WALTER JOHN MACCARRON (CRD#: 315650).
MacCarron is currently with ASCENDIANT CAPITAL MARKETS, LLC of Irvine, California, since June of 2020. According to FINRA’s BrokerCheck, WALTER MACCARRON, was previously listed as a broker with ALAMO CAPITAL of Las Vegas, Nevada, until May of 2020.
According to BrokerCheck, WALTER JOHN MACCARRON has four Disclosures on his CRD report. One of the Disclosures is an “Employment Separation After Allegations.” According to the FINRA report, in August of 2001, MacCarron was discharged from Bear Stearns in New York, New York, following allegations of “unauthorized trade.”
Unauthorized Options Trades? Call 888-760-6552 To Start the Recovery Process Now.
In June of 2001, according to BrokerCheck, MacCarron had a Customer Dispute filed against him following allegations that, “The customer is alleging failure to follow instructions to sell its Palm, Inc. position. As no damages were specified, we have made a good faith determination that the damages from the alleged conduct would be more than $5,000.” The settlement amount was $80,000.
In September of 2018, there was another Customer Dispute filed against WALTER JOHN MACCARRON, also on his FINRA CRD report, following the allegations that the, “Client alleges unsuitable investment done via appointed trade authority.” This dispute settled for $24,500.00. The charges were denied by the representative and firm.
According to FINRA’s BrokerCheck, WALTER JOHN MACCARRON has been registered in the securities industry for 48 years and has been listed with 18 firms. He is currently listed with the following firm since 6/30/2020:
ASCENDIANT CAPITAL MARKETS, LLC
18881 VON KARMAN, 16TH FLOOR
IRVINE, CA 92612
He was recently listed with the following firm:
04/23/2010 – 12/29/2017 ALAMO CAPITAL – LAS VEGAS, NV
04/19/2010 – 05/28/2020 ALAMO CAPITAL – LAS VEGAS, NV
If you’ve experienced investment losses due to the actions or recommendations of WALTER JOHN MACCARRON currently with Ascendiant Capital of Irvine, CA, and previously listed with Alamo Capital of Las Vegas, NV, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA. We operate on a contingency fee basis, no fee if no recovery.