Soreide Law Group is investigating possible investor claims against securities broker Allen H. Wilson [CRD #: 2420229, Florham Park, NJ]. Wilson worked for Wells Fargo Clearing Services Inc. from 2012-Present; (2) Stifel Nicolaus & Company from 2007-2012.
Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that a Wells Fargo client disputed Wilson’s sales practices. Also, Wilson was sanctioned by a regulator years ago. Here is a brief summary of the disclosures about Wilson:
Evidently, a Wells Fargo Advisors client filed an investment-related complaint about Allen Wilson. Specifically, the client alleged that Wilson made unsuitable recommendations. Because of this, the client claims that they sustained damages pertaining to investments in corporate bonds. Therefore, on July 22, 2022, Wells Fargo Advisors settled this matter by paying the client $80,000.
Also, in June 2000, Wilson’s application to conduct insurance business in Florida was temporarily denied. He allegedly failed to disclose to the Florida regulator a fine which New Jersey imposed. Specifically, New Jersey Department of Banking and Insurance fined Wilson in 1998 for failing to disclose misdemeanors.
Did you sustain damages by investing with Allen Wilson? If so, contact Soreide Law Group at (888) 760-6552 to discuss your situation with a securities attorney about a potential recovery of your investment damages. Notably, Soreide Law Group has successfully recovered money for hundreds of investors in all 50 states. The firm represents clients through a contingency fee arrangement and advances all costs. Wilson and brokerage firms Wilson associated with deny all allegations against them.
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