Investors File Disputes About Andrew Schell

Soreide Law Group is investigating possible investor claims against securities broker Andrew Schell (also known as Andrew David Schell) (CRD:  6536347, Colorado Springs, CO). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for D.A. Davidson Co. Evidently, one or more investors alleged that Schell engaged in unauthorized trading. Here is a brief summary of the disclosures about Schell.

D.A. Davidson Co. Investor Accuses Andrew Schell Of Unauthorized Trading

Notably, a client of D.A. Davidson Co. contested Andrew Schell’s sales practices, according to a complaint. Allegedly, Schell engaged in unauthorized trading. Supposedly, Schell caused the client to sustain damages by investing in stocks and options. Therefore, D.A. Davidson Co. opted to settle the matter on June 22, 2022, by compensating the client in the amount of $36,801.

D.A. Davidson Co. Investor Accuses Schell Of Sales Practice Violation

Additionally, a D.A. Davidson Co. client filed a complaint about Andrew Schell. Namely, the client alleged that Schell engaged in unauthorized trading. Because of this, the client allegedly sustained damages by investing in stocks and options. Therefore, on May 31, 2022, D.A. Davidson Co. settled this matter by paying the client $32,614 in damages.

Andrew Schell Discloses Unauthorized Trading Allegations By D.A. Davidson Co. Client

Also, a client of D.A. Davidson Co. contested Andrew Schell’s sales practices, according to a complaint. Allegedly, Schell made unauthorized transactions in stocks and options. Therefore, D.A. Davidson Co. opted to settle the matter on April 27, 2022, by compensating the client in the amount of $23,998.

D.A. Davidson Co. Investor Accuses Schell Of Trading Without Permission

Evidently, a D.A. Davidson Co. client filed a complaint about Andrew Schell. Namely, the client alleged that Schell engaged in unauthorized trading. Because of this, the client allegedly sustained damages by investing in stocks and options. Therefore, on April 18, 2022, D.A. Davidson Co. settled this matter by paying the client $21,867 in damages.

Schell Discloses Unauthorized Trading Allegations By D.A. Davidson Co. Client

Moreover, a client of D.A. Davidson Co. contested Andrew Schell’s sales practices, according to a complaint. Allegedly, Schell traded stocks and options without authorization. Therefore, D.A. Davidson Co. opted to settle the matter on April 18, 2022, by compensating the client in the amount of $25,104.

D.A. Davidson Co. Investor Accuses Andrew Schell Of Unauthorized Transactions

Evidently, a D.A. Davidson Co. client filed a complaint about Andrew Schell. Namely, the client alleged that Schell made unapproved transactions. Because of this, the client allegedly sustained damages by investing in stocks and options. Therefore, on April 6, 2022, D.A. Davidson Co. settled this matter by paying the client $29,036 in damages.

Schell Discharged By D.A. Davidson

Also, on February 28, 2022, D.A. Davidson Co. disaffiliated with Schell. Evidently, D.A. Davidson Co. alleged that Schell failed to report client complaints.

Andrew Schell Employment Information

• Schell worked for Merrill Lynch Pierce Fenner Smith Incorporated in Colorado Springs, CO, as a securities broker from September of 2015 to January of 2020.
• Schell worked for D.A. Davidson Co. in Colorado Springs, CO, as a securities broker from January of 2020 to March of 2022.

Damages Resulting From D.A. Davidson Co. Securities Broker Schell?

Experienced damages through Andrew Schell? You can reach out to Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in the United States, can review your situation and explain your legal options. Also, the firm represents clients on a contingency fee basis and advances all costs. Schell and brokerage firms Schell worked for deny any and all allegations of sales practice violations.