Soreide Law Group is investigating possible investor claims against securities broker Andy Forrest (also known as Dallah Anderson Forrest Jr.) (CRD: 2224283, Greenville, SC). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Raymond James Associates Inc. Evidently, one or more investors alleged that Forrest mismanaged investment accounts. Here is a brief summary of the disclosures about Forrest.
Raymond James Associates Inc. Investor Accuses Andy Forrest Of Mismanagement
Notably, on August 17, 2022, a Raymond James Associates Inc. client filed a complaint about Andy Forrest. Namely, the client alleged that Forrest mismanaged investment accounts. Because of this, the client allegedly sustained damages by investing in closed-end funds. Therefore, the client requested compensation from Raymond James Associates Inc. or Forrest. Evidently, this complaint is denied as of October 20, 2022.
Raymond James Associates Inc. Disaffiliates With Forrest For Client Loan
Also, on June 29, 2022, Raymond James Associates Inc. disaffiliated with Forrest. Raymond James Associates Inc. alleged that Forrest made client loan arrangements.
- Forrest worked for Raymond James Associates Inc. in Greenville, SC, as a securities broker and financial advisor from April of 2009 to July of 2022.
- Forrest has worked for Cetera Advisor Networks LLC in Greenville, SC, as a securities broker and financial advisor since September 2, 2022.
Damages Resulting From Raymond James Associates Inc. Securities Broker Forrest?
Did you experience damages by investing with Andy Forrest? If so, reach out to Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in the United States, is ready to review your situation and explain your legal options. Also, the firm represents clients on a contingency fee basis and advances all costs. Forrest and brokerage firms Forrest worked for deny any and all allegations of sales practice violations.