August 23, 2017

Anthony Joseph Verzi, Formerly with Morgan Stanley of Melbourne, Florida, Barred by FINRA

FINRA against a flag

Soreide Law Group, a Florida-based law firm, obtained the following information from FINRA’s website, available to the public, under “Disciplinary and Other FINRA Actions, August 2017.” 
Anthony Joseph Verzi (CRD #1186572, Melbourne, Florida)
was barred from association with any FINRA member in all capacities for allegedly refusing to appear for FINRA-requested on-the-record testimony during the course of an investigation into his alleged potential unsuitable trading of UITs in customer accounts.
(FINRA Case #2016051829801)
This is a partial description given by the SEC of a UIT or Unit Investment Trust:
A UIT issues redeemable securities or units, like a mutual fund, which means that the UIT will buy back an investor’s units, at the investor’s request, at their approximate net asset value or NAV.
A UIT will make a one-time "public offering" of only a specific, fixed number of units (like closed-end funds). Many UIT sponsors will maintain a secondary market, which allows owners of UIT units to sell them back to the sponsors and allows other investors to buy UIT units from the sponsors.
A UIT will have a termination date that is established when the UIT is created.
A UIT does not actively trade its investment portfolio.
A UIT does not have a board of directors, corporate officers, or an investment adviser to render advice during the life of the trust.
The SEC also states that just because a UIT had excellent performance one year does not necessarily mean that it will duplicate that performance in the next.
FINRA has barred Anthony Joseph Verzi from acting as a broker or otherwise associating with firms that sell securities to the public.
Anthony Joseph Verzi, according to FINRA’s BrokerCheck, has 3 Disclosures on his report, two of the were listed as “Customer Disputes.”
Verzi was in the securities industry for 32 years and was listed with 3 firms, the most recent listed below:
06/01/2009 - 08/12/2016  MORGAN STANLEY - MELBOURNE, FL
If you experienced investment losses due to Anthony Joseph Verzi formerly of Morgan Stanley of Melbourne, Florida, contact the Florida-based lawfirm of Soreide Law Group for a no-cost consultation with an experienced securities lawyer regarding the possible recovery of your losses through a FINRA arbitration at:  888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA and we operate on a contingency fee basis.  Let our experience work for you.
 

S H A R E   T H I S   P O S T

Recent Posts

April 15, 2026
Blue Owl Capital Corporation (OBDC) Investor Alert

Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]

April 15, 2026
Mark Kissinger Linked To NYLIFE Securities LLC Investor Dispute About Unsuitable Advice

Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]

April 15, 2026
Robert Wilkinson Tied To Western International Securities Inc. Investor’s Unsuitable Advice Dispute

Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved