The following summation was obtained on the FINRA website. This information can be found under, "Disciplinary and Other FINRA Actions, January, 2014."
Jose Jesus Martinez Jr. (CRD #5590432, Registered Representative, Glendale, Arizona)
Martinez has been barred by FINRA. Allegedly when an elderly customer left his bank card on Marinez's desk, he kept the card and made withdrawals using this money to pay his personal expenses exceeding $1,500. Upon further investigation by the bank, it was discovered that Martinez took over $7,000 from the customer’s IRA and other bank accounts.
Martinez failed to respond to FINRA requests for information regarding this matter. (FINRA Case #2012034384101)
According to BrokerCheck, Jose Jesus Martinez Jr., was previously registered with the following FINRA firm(s):
J.P. MORGAN SECURITIES LLC (CRD# 79) - PHOENIX, AZ
10/2012 - 10/2012
CHASE INVESTMENT SERVICES CORP. (CRD# 25574) - PHOENIX, AZ
11/2008 - 10/2012
This ends the information from FINRA.
If you feel someone you know has been taken advantage of by their broker/financial advisor, call Soreide Law Group and speak to an attorney at no cost: 888-760-6552
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