RICHARD W. OHRN (CRD# 5106991) Boca Raton was barred by FINRA over a complaint filed against Ohrn for the theft of $15,250 from two elderly clients’ accounts. Ohrn neither admitted to or denied FINRA's findings.
Allegedly Ohrn also forged the signatures of four firm clients according to FINRA and changed the addresses of these clients so that their statements would be mailed to Ohrn's firm or his firm’s bank.
RICHARD W. OHRN was previously registered with the following firms:
06/2011 - 08/2012 WELLS FARGO ADVISORS, LLC (CRD# 19616) - BOCA RATON, FL
07/2009 - 06/2011 CHASE INVESTMENT SERVICES CORP. (CRD# 25574) - BOCA RATON, FL
08/2006 - 12/2007 USF SECURITIES, L.P. (CRD# 37942) - PALM BEACH, FL
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