Soreide Law Group, (888) 760-6552, obtained the following summation of information on FINRA’s website under “Disciplinary and Other FINRA Actions, October, 2013.”
Jason Robert Westfort (CRD #2975365, Registered Representative, Lake Worth, Florida)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Jason R. Westfort consented to the described sanction and to the entry of findings that he failed to provide FINRA requested information and testimony during an investigation into allegations that he made an unauthorized withdrawal of funds from a client’s account and failed to secure the funds as reported in his Form U5.
(FINRA Case #2013035683501)
According to FINRA's BrokerCheck, Jason Robert Westfort was previously registered with the following FINRA firm(s):
CITIGROUP GLOBAL MARKETS INC. (CRD# 7059) - BOCA RATON, FL
05/2007 - 01/2013
CITICORP INVESTMENT SERVICES (CRD# 23988) - BOCA RATON, FL
05/2006 - 05/2007
UNDERWRITERS EQUITY CORPORATION (CRD# 36537) - HARRISBURG, PA
07/2005 - 03/2006
KOVACK SECURITIES INC. (CRD# 44848) - FT. LAUDERDALE, FL
10/2005 - 12/2005
DIRECTED SERVICES, INC. (CRD# 21675) - WINDSOR, CT
09/2004 - 10/2004
ING FINANCIAL ADVISERS, LLC (CRD# 34815) - WINDSOR, CT
05/2003 - 09/2004
BROWN & COMPANY SECURITIES CORPORATION (CRD# 1326) - BOSTON, MA
07/1999 - 06/2001
DEAN WITTER REYNOLDS INC. (CRD# 7556) - PURCHASE, NY
05/1998 - 01/1999
IAR SECURITIES CORP. (CRD# 5155) - NEW YORK, NY
01/1998 - 04/1998
This ends the summation for the information obtained on FINRA’s website.
Soreide Law Group represents clients nationwide in arbitrations before FINRA. For a free consultation on how to potentially recover your investment losses call: 888-760-6552.
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