Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Brandon Larsen [CRD: 6192239, Green Bay, Wisconsin]. Evidently, Larsen worked for Thrivent Investment Management Inc. from October 3, 2013, to January 22, 2024, before joining Equity Services Inc. on February 21, 2024. Larsen’s disclosures include allegations of unauthorized trading and failure to disclose outside business activities. Read on for more details about the claims about Larsen and their outcomes.
On January 8, 2024, Thrivent Investment Management Inc. disaffiliated with Brandon Larsen, citing allegations of unauthorized trading, failure to disclose outside business activities, and conducting certain business communications privately.
On January 20, 2016, a client of Thrivent Investment Management made a complaint about Brandon Larsen, alleging that Larsen misrepresented the interest and principal protection of a variable annuity. The client asked for $10,074.57 in damages. However, Thrivent denied the client’s complaint, and no compensation was awarded.
For more information, contact Soreide Law Group online or call (888) 760-6552 to speak with a securities attorney. Larsen and the brokerage firms he worked for deny accusations of sales practice violations. Soreide Law Group has experience representing investors throughout the country and handles cases on a contingency basis.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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