Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Brandon Larsen [CRD: 6192239, Green Bay, Wisconsin]. Evidently, Larsen worked for Thrivent Investment Management Inc. from October 3, 2013, to January 22, 2024, before joining Equity Services Inc. on February 21, 2024. Larsen’s disclosures include allegations of unauthorized trading and failure to disclose outside business activities. Read on for more details about the claims about Larsen and their outcomes.
On January 8, 2024, Thrivent Investment Management Inc. disaffiliated with Brandon Larsen, citing allegations of unauthorized trading, failure to disclose outside business activities, and conducting certain business communications privately.
On January 20, 2016, a client of Thrivent Investment Management made a complaint about Brandon Larsen, alleging that Larsen misrepresented the interest and principal protection of a variable annuity. The client asked for $10,074.57 in damages. However, Thrivent denied the client’s complaint, and no compensation was awarded.
For more information, contact Soreide Law Group online or call (888) 760-6552 to speak with a securities attorney. Larsen and the brokerage firms he worked for deny accusations of sales practice violations. Soreide Law Group has experience representing investors throughout the country and handles cases on a contingency basis.
Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
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