Soreide Law Group is investigating possible investor claims against securities broker Brent Michael Foster [CRD#: 5054998, Carmel, IN]. Foster worked for (1) J.P. Morgan Securities LLC from 2012-2017; (2) Chase Investment Services Corp from 2009-2012; and (3) Securian Financial Services Inc. from 2009-2009.
Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Indie Asset Partners investors disputed Foster’s sales practices. Evidently, investors allege sales practice violations in these disputes, including that Foster violated Indiana securities law, acted negligently, and breached a fiduciary duty. Here is a brief summary of the disclosures about Foster:
Brent Foster Allegedly Breaches Fiduciary Duty To Indie Asset Partners Client
Evidently, on June 28, 2022, an Indie Asset Partners client filed FINRA Arbitration #: 22-01451 about Brent Foster. Specifically, the client alleged that Foster violated Indiana securities law, acted negligently, and breached a fiduciary duty. For this reason, the client claims that they experienced damages relating to investments in private securities. Therefore, the client requested compensation from Indie Asset Partners or Foster. Evidently, this arbitration is pending a resolution.
Indie Asset Partners Client Accuses Foster Of Breach Of Fiduciary Duty
Also, on November 19, 2021, an Indie Asset Partners client filed FINRA Arbitration #: 21-02865 about Brent Foster. Specifically, the client alleged that Foster negligently handled due diligence, overconcentrated the client's account, and breached a fiduciary duty. Because of this, the client purportedly sustained damages pertaining to investments in private funds. Therefore, the client requested compensation from Indie Asset Partners or Foster. Evidently, this arbitration is pending a resolution.
Indie Asset Partners Allegedly Fails To Supervise Transactions
Evidently, on September 20, 2021, an Indie Asset Partners client filed FINRA Arbitration #: 21-02357 about Brent Foster. Specifically, the client alleged that Foster breached a contract, breached a fiduciary duty, acted negligently, and failed to supervise. For this reason, the client claims that they experienced damages relating to investments in private securities. Therefore, the client requested compensation from Indie Asset Partners or Foster. Evidently, this arbitration is pending a resolution.
Indie Asset Partners Client Accuses Foster Of Breach Of Fiduciary Duty
Also, a client of Indie Asset Partners contested Brent Foster's sales practices by filing FINRA Arbitration #: 21-02001 on August 6, 2021. Supposedly, Foster acted negligently and breached a fiduciary duty. Allegedly, the private securities transactions involving this securities broker resulted in damages for the client. Therefore, the client seeks compensatory relief from Indie Asset Partners or Foster in this ongoing matter.
Damages Resulting From Indie Asset Partners Securities Broker Brent Foster?
Did you sustain damages by investing with Brent Foster? If the answer is yes, contact Soreide Law Group at (888) 760-6552 and talk with a securities attorney about a potential recovery of your investment damages. Notably, Soreide Law Group has successfully recovered money for investors throughout all 50 states. The firm represents clients on a contingency fee basis and advances all costs. Foster and brokerage firms Foster associated with deny any and all allegations of sales practice violations.
