BRIAN JOSEPH VISCONTI is currently with THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. of Tampa, FL since March 8, 2022.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, BRIAN JOSEPH VISCONTI, has been in the securities industry for 13 years and has been listed with 7 firms. Visconti has 3 disclosures on his FINRA CRD report. Two disclosures are “Customer Disputes,” one was withdrawn and the other settled for $65,000.00 in April of 2022 following the allegations, “FA improperly recommended investing in only a handful of technology sector equities.”
BrokerCheck states that there is also an “Employment Separation after Allegations,” discharging BRIAN JOSEPH VISCONTI from RAYMOND JAMES & ASSOCIATES, INC. on February 25, 2022. The allegations were, “Individual failed to follow firm policies and procedures and made inconsistent statements to management regarding outside securities account.” Visconti was with Raymond James in Tampa, Florida from May of 2020 until March of 2022.
If you’ve experienced investment losses due to the actions or recommendations of BRIAN JOSEPH VISCONTI currently registered both as a broker and investment advisor with THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. of Tampa, FL, contact the Florida-based Soreide Law Group and speak to an experienced securities lawyer regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA on a contingency fee basis, no fee to you if no recovery.
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