Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.”
Osi Trevor Isaacs aka Peter Isaacs (CRD #2724629, Registered Representative, Brooklyn, New York)
was barred from association with any FINRA member in any capacity. The sanction was based on findings that Isaacs failed to timely respond to FINRA requests for information regarding unauthorized trades in a customer’s accounts. The findings stated that Isaacs failed to respond in any manner to additional FINRA requests for information regarding undisclosed judgments or liens. (FINRA Case #2011030031502)
On FINRA's BrokerCheck, this broker was previously registered with FINRA at the following brokerage firms:
BROOKSTONE SECURITIES, INC.
CRD# 13366
NEW YORK, NY
02/2011 - 10/2011
REID & RUDIGER LLC
CRD# 47263
NEW YORK, NY
10/2010 - 02/2011
This ends the information obtained on FINRA’s website.
Call Soreide Law Group for a free consultation with an attorney on how to potentially recover your losses: 888-760-6552.
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