Investors might have sustained losses due to securities broker Bryan Keith Chew [CRD: 2004384, Elk Grove, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bryan Chew has worked for Commonwealth Financial Network as a securities broker since July 24, 2012, and as a financial advisor since July 25, 2012. Investors are encouraged to continue reading to find out more about the disclosures involving Chew.
Notably, a Commonwealth Financial Network client filed FINRA Arbitration No. 24-00201 about Bryan Chew. Primarily, the client alleged that Chew breached his fiduciary duty. Because of this, the client allegedly sustained damages related to over-the-counter equities. Consequently, on February 14, 2024, Commonwealth Financial Network settled this matter by paying the client $6,000 in damages.
Particularly, a client of Commonwealth Financial Network disputed Bryan Chew’s sales practices, according to a complaint dated January 5, 2024. Allegedly, Chew made omissions about the illiquidity of investments. It appears that Chew allegedly caused the client to sustain damages linked to corporate bonds. As a result, the client sought compensation from Commonwealth Financial Network or Chew in the amount of $9,517.69 in this matter. However, the firm denied this complaint.
Are you concerned about investments you made through Bryan Chew? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Chew and brokerage firms Chew worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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