Bryan Chew Faced Commonwealth Financial Network Client’s Breach Of Fiduciary Duty Dispute

Investors might have sustained losses due to securities broker Bryan Keith Chew [CRD: 2004384, Elk Grove, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bryan Chew has worked for Commonwealth Financial Network as a securities broker since July 24, 2012, and as a financial advisor since July 25, 2012. Investors are encouraged to continue reading to find out more about the disclosures involving Chew.

Commonwealth Financial Network Investor Accused Chew Of Breach Of Fiduciary Duty

Notably, a Commonwealth Financial Network client filed FINRA Arbitration No. 24-00201 about Bryan Chew. Primarily, the client alleged that Chew breached his fiduciary duty. Because of this, the client allegedly sustained damages related to over-the-counter equities. Consequently, on February 14, 2024, Commonwealth Financial Network settled this matter by paying the client $6,000 in damages.

Bryan Chew Disclosed Omissions Allegations By Commonwealth Financial Network Client

Particularly, a client of Commonwealth Financial Network disputed Bryan Chew’s sales practices, according to a complaint dated January 5, 2024. Allegedly, Chew made omissions about the illiquidity of investments. It appears that Chew allegedly caused the client to sustain damages linked to corporate bonds. As a result, the client sought compensation from Commonwealth Financial Network or Chew in the amount of $9,517.69 in this matter. However, the firm denied this complaint.

Did You Sustain Losses Because Of Securities Broker / Financial Advisor Chew?

Are you concerned about investments you made through Bryan Chew? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Chew and brokerage firms Chew worked for deny allegations of sales practice violations.