Investors might have sustained losses due to securities broker Bryan Keith Chew [CRD: 2004384, Elk Grove, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bryan Chew has worked for Commonwealth Financial Network as a securities broker since July 24, 2012, and as a financial advisor since July 25, 2012. Investors are encouraged to continue reading to find out more about the disclosures involving Chew.
Notably, a Commonwealth Financial Network client filed FINRA Arbitration No. 24-00201 about Bryan Chew. Primarily, the client alleged that Chew breached his fiduciary duty. Because of this, the client allegedly sustained damages related to over-the-counter equities. Consequently, on February 14, 2024, Commonwealth Financial Network settled this matter by paying the client $6,000 in damages.
Particularly, a client of Commonwealth Financial Network disputed Bryan Chew’s sales practices, according to a complaint dated January 5, 2024. Allegedly, Chew made omissions about the illiquidity of investments. It appears that Chew allegedly caused the client to sustain damages linked to corporate bonds. As a result, the client sought compensation from Commonwealth Financial Network or Chew in the amount of $9,517.69 in this matter. However, the firm denied this complaint.
Are you concerned about investments you made through Bryan Chew? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Chew and brokerage firms Chew worked for deny allegations of sales practice violations.
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