Investors apparently complained about securities broker Bryan Gerald Musso [CRD: 2304057, Metairie, Louisiana], according to disclosures on FINRA BrokerCheck. Evidently, Musso worked for Advisor Resource Council (formerly 360 Wealth Management LLC) as an investment adviser representative from April 2019 to June 2023, and for Wells Fargo Clearing Services LLC in New Orleans, Louisiana, from February 26, 2010, to April 25, 2019. Read on to discover more about Musso’s disclosures involving allegations of breach of fiduciary duty, unsuitable investments, and account mismanagement.
Particularly, a client filed a complaint about Musso. The client alleged that Musso breached his fiduciary duty and made unsuitable investment recommendations in stocks and money market funds. For this reason, the client allegedly incurred damages of $187,826. Consequently, on December 4, 2023, Advisor Resource Council settled this matter by paying the client $50,000 in damages.
Specifically, a client filed FINRA Arbitration No. 18-02207 about Musso. The client alleged that Musso mismanaged the account through unsuitable investments in life insurance and annuity products. It appears the client sustained damages. Therefore, on July 15, 2019, Morgan Stanley settled the matter by compensating the client $50,000.
Additionally, a client of Wells Fargo disputed Musso’s sales practices by filing FINRA Arbitration No. 17-03284. Allegedly, Musso made unsuitable investment recommendations in oil and gas products. It appears Musso caused the client to sustain damages. As a result, Wells Fargo Clearing Services LLC opted to settle the matter on December 6, 2018, by compensating the client $300,000.
Are you concerned regarding investments you made with Bryan Musso? You can contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Musso and brokerage firms Musso worked for deny accusations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Kerrie Lynn Best [CRD: 2834846, Spring Hill, Florida], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kerrie Best worked for Raymond James Associates Inc. beginning August 9, 2006, as a securities broker and beginning August 10, 2006, as a financial advisor. Investors […]
Investors potentially incurred losses because of securities broker Cooper Morgan Carden [CRD: 6902893, Hoover, Alabama], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cooper Carden worked for Northwestern Mutual Investment Services LLC from December 10, 2019, to March 17, 2026. See below to find out more about the securities broker’s disclosures. Northwestern Mutual […]
Investors might have sustained losses due to securities broker Michael Owen Barry [CRD: 2690041, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Barry has been registered with Stifel Nicolaus Company in New Orleans, Louisiana, since July 7, 2015, as both a broker and financial advisor. Investors are encouraged to […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com