John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors apparently complained about securities broker Carl Anthony Demarco Jr. [CRD: 2671924, Tinton Falls, New Jersey], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Demarco has worked for Hornor Townsend Kent LLC since January 11, 2002, as a broker, and since July 31, 2002, as an investment adviser. Keep reading to find out more about the disclosures involving Carl Demarco.
Notably, on May 2, 2025, a Hornor Townsend Kent LLC client filed a complaint about Carl Demarco Primarily, the client alleged that Demarco made a misrepresentation or omission about the sale of stocks. Consequently, the investor allegedly incurred damages connected to stocks. For this reason, the client requested $144,167.45 in compensation from Hornor Townsend Kent LLC or Demarco.
Particularly, a client filed a complaint about Carl Demarco The client alleged that Demarco made misrepresentations about the tax consequences of an annuity withdrawal. Because of this, the client allegedly sustained damages linked to variable annuities. As a result, on April 9, 2012, Hornor Townsend Kent Inc. settled this matter by paying the client $27,546.00 in damages.
Do you have concerns or questions regarding investments you made with Carl Demarco? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a possible recovery of your investment losses. Soreide Law Group is known for recovering losses for clients throughout the USA. The firm also works on a contingency fee basis and advances all costs. Demarco and brokerage firms Demarco worked for deny all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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