Financial Industry Regulatory Authority (FINRA) sanctioned securities broker Michael Stephen Schoolcraft [CRD: 6375300, Lisle, Illinois], based on public information on BrokerCheck. Schoolcraft worked for MML Investors Services LLC from May 17, 2016, to May 1, 2026. Read on to find out more about Schoolcraft’s disclosures. MML Terminated Michael Schoolcraft Over Personal Loans MML Investors Services […]

Securities broker Patrick Michael Carroll [CRD: 2676119, Cadillac, Michigan] has disclosures including a regulatory action and investor complaint, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck records. Carroll joined Centaurus Financial Inc. as a securities broker on September 20, 2006, and as a financial advisor representative on June 24, 2010. The disclosures described below include […]

Financial Industry Regulatory Authority (FINRA) sanctioned securities broker David Spencer Cooper [CRD: 5357930, New York, New York], given the public information found on BrokerCheck. Cooper worked for Joseph Gunnar Co. LLC from June 12, 2009, to June 24, 2024, and from September 24, 2024, to February 24, 2025. See below to discover more about Cooper’s […]

Investors might have sustained losses due to securities broker Jose Anthony Quinones Jr. (also known as Tony Quinones) [CRD: 1310742, Kissimmee, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Quinones worked for PFS Investments Inc. from October 29, 2014, to December 31, 2024. See below to find out more about Quinones and […]

Financial Industry Regulatory Authority (FINRA) sanctioned securities broker Keith Wesley Schongar [CRD: 6215149, Greenwood Village, Colorado], based on public information on FINRA BrokerCheck. Schongar worked for TD Ameritrade Inc. from February 26, 2018, to January 11, 2021, and Empower Financial Services Inc. from January 5, 2023, to October 22, 2025. Continue reading to learn more […]

Securities broker Robert Leroy Metz [CRD: 7282890, Covington, Kentucky] is barred, given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Metz was registered with Fidelity Brokerage Services LLC from November 12, 2020, to June 18, 2025. Continue reading to find out more about the disclosures involving Metz. FINRA Barred Metz For Failure […]

ERIC BRIAN KLEINER (ERIC KLEINER, ERIC B KLEINER) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 10/31/2025.  The last firm Kleiner was registered with was MORGAN STANLEY of New York, NY from 09/09/2016 - 04/02/2025. According to the FINRA report, available […]

MATTHEW ADAM NORTH (MATT NORTH, MATTHEW A NORTH) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm. This bar has a start date of 4/20/2026. MATTHEW A NORTH was registered with JACKSON NATIONAL LIFE DISTRIBUTORS LLC of Lansing, Michigan from 10/16/2023 - 09/03/2025. The FINRA report alleges, […]

WILLIAM BERNARD TUNINK (WILLIAM B TUNINK, BILL TUNINK) has been barred from acting as a broker or otherwise associating with a broker/dealer firm by FINRA. The bar starts on 6/16/2026. WILLIAM B TUNINK was registered with LPL FINANCIAL LLC of West Des Moines, Iowa from 10/29/2021 - 09/23/2025. According to the FINRA report, WILLIAM B […]