FINRA fined securities broker Angelo Julius Piccone [CRD: 1401761, Pittsford, New York], and investors complained about him, according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Piccone worked for IBN Financial Services Inc. from April 20, 2011, to November 15, 2024. Keep reading to learn more about Piccone’s disclosures. FINRA Sanctioned Piccone […]

FINRA suspended securities broker Frank J. Bodi [CRD: 1107838, Solon, Ohio], and investors complaint about him, based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Frank Bodi worked for Landolt Securities Inc. from March 13, 2017, to February 16, 2024. Investors are encouraged to review the information below to discover more about the disclosures […]

FINRA suspended securities broker Richard Joseph Perlongo [CRD: 4913481, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Perlongo has been registered with Spartan Capital Securities LLC since August 15, 2017. Investors should review the details below to learn more about disclosures involving this securities broker. FINRA […]

FINRA suspended securities broker Stephen Edward Trask [CRD: 1837307, Mechanicsburg, Pennsylvania], and investors complaint about him, based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Trask worked for Vanderbilt Securities LLC from April 14, 2012, to January 9, 2023. Investors are encouraged to continue reading to learn more about the disclosures involving this […]

FINRA suspended securities broker Martin Lerner [CRD: 871038, Boca Raton, Florida], and investors complained about him, based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin Lerner worked for David Lerner Associates Inc. from April 22, 1994, through May 31, 2024, where he served in registered and principal capacities. Investors should review […]

Investors potentially incurred losses because of securities broker Joseph Jemel Steward II [CRD: 3241331, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Steward worked for Spartan Capital Securities LLC from April 5, 2016, to August 11, 2022, and has been registered with PHX Financial Inc. since […]

FINRA fined and suspended securities broker Thomas Gregory Scheiman [CRD: 1508288, Parma, Ohio], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scheiman worked for Independence Capital Co. Inc. beginning March 8, 1990, and later served as an investment adviser with the same firm starting April 1, 2003. Investors can see below to […]

FINRA fined securities broker Glenn Edwin Bridwell Jr. (also known as Ed Bridwell) [CRD: 1783191, Wichita, Kansas], and an investor complained about him, based on publicly available information found on FINRA BrokerCheck. Evidently, Bridwell was registered with FBL Marketing Services LLC from January 13, 1988, to October 2, 2024. Read on to find out more […]

Investors potentially incurred losses because of securities broker Mark Allen Carter [CRD: 6387371, Charlotte, North Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carter worked for Pruco Securities LLC from September 8, 2014, through March 25, 2024. Readers should see below to discover more about Carter’s disclosures and regulatory history. FINRA Sanctioned […]