Financial Industry Regulatory Authority (FINRA) barred securities broker Reuben Lamont Brown [CRD: 7089559, Southlake, Texas], and Edward Jones investors complained about him, according to disclosures on BrokerCheck. Evidently, Reuben Brown worked for Edward Jones from August 2, 2019, to September 2, 2022. Keep reading to learn more about the securities broker’s disclosures. Brown Expelled By […]

Investors potentially sustained damages through securities broker Patrick Michael Mendenhall [CRD: 1068809, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mendenhall worked for USCA Securities LLC from April 20, 2010, and U.S. Capital Wealth Advisors LLC from June 30, 2021. Here’s an overview of the securities broker’s disclosures. USCA Securities […]

Investors possibly experienced losses because of securities broker Joseph Farrell Beam [CRD: 5407778, Flat Rock, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Beam worked for Capital Investment Group Inc. from August 20, 2013, to June 5, 2023. Below, you’ll find a summary of the securities broker’s disclosures. Capital […]

Investors might have sustained losses due to securities broker Jeffrey Tyler Shaver [CRD: 2675592, Atlanta, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Shaver worked for Arkadios Capital from March 21, 2017, to March 25, 2022. Keep reading to learn more about Shaver’s disclosures. Jeffrey Shaver Disclosed Negligence, Overconcentration Allegations By […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Guy Gregory Clemente [CRD: 1222597, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Clemente worked for several firms, including Andrew Garrett Inc. from February 27, 2007, to January 2, 2024, and Aegis […]

Investors possibly experienced losses because of securities broker David Wayne Karin [CRD: 2486154, Westlake Village, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Karin joined Western International Securities Inc. on March 30, 2012, as a securities broker. He started working as a financial advisor there shortly thereafter. The following information concerns […]

Investors potentially sustained damages through securities broker Borami Yoon (also known as Jennifer Yoon) [CRD: 6864788, Menlo Park, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Borami Yoon joined Morgan Stanley on June 20, 2019. Below, you’ll find a summary of Borami Yoon’s disclosures. Morgan Stanley Investor Accused Yoon Of Misrepresentation […]

Financial Industry Regulatory Authority (FINRA) barred securities broker Austin Richard Dutton Jr. [CRD: 2739167, Doylestown, Pennsylvania], according to disclosures on BrokerCheck. Not only that, but investors at both Newbridge Securities Corporation and American Trust Investment Services Inc. complained about him. Evidently, Austin Dutton. worked for American Trust Investment Services Inc. from May 27, 2020, to […]

Investors might have sustained losses due to securities broker Zachary Ellis Taylor (also known as Zach Taylor) [CRD: 6074776, Newport Beach, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Zachary Taylor worked for Saxony Securities Inc. from June 26, 2023, to October 24, 2023, Oppenheimer Co. Inc. from August 21, 2020, […]