Introduction For private companies seeking access to capital markets without the time, cost, and regulatory burden of a traditional IPO, a reverse merger onto the OTC Markets presents an alternative path to going public. While not without legal complexity or reputational risks, a reverse merger—when properly structured and executed—can accelerate a company’s public listing and […]

Investors potentially experienced sales practice violations due to securities broker Brett Aubrey Vetensky (also known as Brett Aubry Vetensky) [CRD: 4143000, Garden City, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brett Vetensky worked for Wells Fargo Clearing Services LLC from December 4, 2009, to June 11, 2019. […]

Investors potentially experienced sales practice violations because of securities broker Richard Kevin Kubiak [CRD: 2856073, Clarence Center, New York], based on disclosures through FINRA’s BrokerCheck. Kubiak has been registered with Ameriprise Financial Services LLC at its Cheektowaga, New York location since February 24, 1997, and at the firm’s Clarence Center, New York location since June […]

One or more investors apparently complained about securities broker Roxane Lillian Rose (also known as Roxane Rose, Roxanne Lillian Welz) [CRD: 2722816, Santa Fe, New Mexico], based on disclosures on FINRA BrokerCheck. Evidently, Roxane Rose has been registered with Merrill Lynch Pierce Fenner Smith Incorporated from September 22, 1999, to the present. Below, you can […]

If you’ve put money into Lodging Fund REIT III—or are considering it—you deserve to know the full picture. This real estate investment trust (REIT), focused on the hospitality sector, has recently come under scrutiny for financial and regulatory issues. Here’s a breakdown of the situation. Executive Trouble In 2023, a high-level executive involved with the […]

If you’ve invested in American Strategic Investment Co. (formerly known as New York City REIT), there’s a good chance you’ve felt the sting of its poor performance. What was once sold as a promising investment in New York commercial real estate has become a financial headache for many. Here’s a breakdown of what’s been happening […]

Walgreens has officially suspended its quarterly dividend payments, marking the end of a long tradition. The decision underscores the financial pressure the company is facing and highlights broader risks for investors, especially those involved in real estate investment trusts (REITs) where Walgreens is a key tenant. How Walgreens' Troubles Impact REITs The financial health of […]

Cantor Fitzgerald Income Trust Inc., previously known as Rodin Global Property Trust, is currently under increased scrutiny. This investment vehicle, categorized as a non-traded real estate investment trust (REIT), focuses on commercial properties that are typically leased to a single tenant. While this structure may seem appealing for generating consistent rental income, the trust’s recent […]

If you’ve invested in Four Springs Capital Trust and found yourself facing unexpected losses, you’re not alone. This real estate investment trust (REIT) has drawn attention recently for a series of decisions that have left many investors questioning the soundness of the recommendation they received from financial advisors. Withdrawn IPO Plans Four Springs Capital Trust […]