Soreide Law Group has been contacted by investors suffering devastating financial losses due to their brokers/dealers or financial advisors recommendations in the non-traded Real Estate Investment Trust, Moody National REIT II. In March of 2021, Moody National REIT II shares were trading at approximately $10.00 per share, which was around 60% loss from what the […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against the following: NEWBRIDGE SECURITIES CORPORATION (Respondent)  The Claimant resides in Georgia, and has been retired for four years after selling his business.  According to the lawsuit, in 2017 the Claimant was referred to NEWBRIDGE SECURITIES CORPORATION broker, John Richard Boatright […]

Medley LLC Files Bankruptcy The investment loss recovery lawyers at Soreide Law Group are reviewing possible investor claims against securities brokers and financial advisors who may have recommended investments in Medley LLC, run by Medley Management Inc. -- an alternative asset management firm. Notably, Medley LLC has filed for bankruptcy and investors might face large […]

Clients Of Hilltop Securities Dispute Sales Practices Of Broker Walter Valenzuela Soreide Law Group has new information to share with you concerning securities broker Walter Roland Valenzuela (CRD#: 2280224, San Diego, California). Evidently, 14 investors filed disputes about this securities broker. It appears that six investors filed disputes since 2020 alleging sales practice violations by […]

Sierra Income Corporation is a non-traded business development company (BDC). Recently it suspended share repurchases and repurchases in the event of death or disability. Previously Sierra Income Corporation announced a review process to evaluate strategic alternatives for the company, which could possibly mean a sale of the company’s assets, a merger, or listing on a […]

Securities Broker Todd Phillips Serves Suspension As Securities Broker, Faces ProEquities Investors' Disputes About FIP LLC Purchases Soreide Law Group provides you with important information relating to sanctions and investment disputes reported on the Financial Industry Regulatory Authority (FINRA BrokerCheck record of securities broker David Todd Phillips (CRD#: 3094195, Gilbert, Arizona). Namely, Phillips, who worked […]

Investors Dispute Sales Practices Of Securities Broker Robert MacNamee (Aegis Capital, Newbridge Securities) Soreide Law Group provides you with the latest on BrokerCheck as it relates to securities broker Robert Patrick MacNamee (CRD#: 2607475, Red Bank, New Jersey). Specifically, this securities broker, who formerly worked for Aegis Capital Corp (2016 to 2020) and who worked […]

Broker Gerry Sharpe Facing Disputes From Aegis Capital Corp Clients Financial Industry Regulatory Authority (FINRA) BrokerCheck reports that investors disputed securities broker Gerald “Gerry” Richard Sharpe Jr. (CRD#: 2109210, Red Bank, New Jersey). It appears that Sharpe is an Aegis Capital Corp securities broker (2016 to present) and also worked for securities firms JW Barclay […]

Aegis Capital Corp Clients File Disputes About Securities Broker Brian Rockowitz It has come to the attention of Soreide Law Group through Financial Industry Regulatory Authority (FINRA) BrokerCheck that there are investor disputes filed against securities broker Brian David Rockowitz (CRD#: 1892992, Hauppauge, New York). Specifically, five investors who allegedly experienced damages because of the […]