AATTENTION: Soreide Law Group Investigating MetLife Brokers Michael Miley, Chong Kim, Chris Maltese Soreide Law Group is investigating possible claims on behalf of customers who invested with brokers of MSI Financial Services Inc. (FINRA CRD#: 14251), also known as MetLife Securities, Inc. Specifically, the firm is reviewing possible claims of misconduct against MetLife brokers Michael […]

Customer Complaints Against Merrill Lynch Brokers Ryan Marchi, Tariq Laliwala, William Kablack Merrill Lynch (CRD#: 7691, New York, New York) is a FINRA-regulated brokerage firm and SEC-regulated investment adviser. Notably, Merrill Lynch has been involved in at least 870 customer investment arbitrations resulting in the firm paying a large number of customers compensation for its […]

On February 19, 2019, an Ohio federal court entered a consent judgment against the former WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC of DAYTON, OH, registered representative, JOHN GREGORY SCHMIDT (GREG SCHMIDT, JOHN GREG SCHMIDT) CRD#: 708094. The SEC filed a complaint on September 25, 2018, alleging that JOHN GREGORY SCHMIDT sold securities belonging to at […]

Georgia Authorities Charge M Holdings Broker Dean Grant With Insurance Fraud Authorities in the State of Georgia have charged M Holdings Securities Inc. registered representative Dean Harrison Grant (CRD#: 1945209, Milledgeville, Georgia) with fraud, theft, forgery and trafficking of an elder person. Supposedly, Mr. Grant victimized clients by making off with $1,374,384.33 worth of their […]

Suffered Losses From Morgan Stanley Broker Kirk J. Gill? Morgan Stanley Smith Barney broker Kirk J. Gill (CRD#: 2291503, Tucson, Arizona) reported a FINRA Arbitration #19-00122 from January 11, 2019 concerning his possible unsuitable sales practices. Apparently, Gill or the firm put the Morgan Stanley customer in inappropriate energy stocks between 2011 and 2016. Moreover, […]

WILLIAM CHRISTIAN GENNITY (WILLIAM GENNITY, BILLY GENNITY) CRD#: 4913490, was barred by the Securities and Exchange Commission (SEC) from acting as a broker or investment adviser or otherwise associating with firms that sell securities or provide investment advice to the public, and FINRA has suspended Gennity from acting as a broker.  According to FINRA, Gennity […]

According to a recent press release, a Tuscon, Arizona, couple recently filed a FINRA complaint against the former Morgan Stanly broker, KIRK J GILL (CRD#: 2291503).  Gill is currently with TAYLOR CAPITAL MANAGEMENT INC. of Tucson, AZ.  On FINRA’s BrokerCheck, which is available to the public on FINRA’s website, it states that Gill has 17 […]

Soreide Law Group Investigating The Parking REIT Soreide Law Group is evaluating possible claims against brokers or advisers for selling investors a risky investment, The Parking REIT, Inc. (Las Vegas, Nevada) - a publicly registered, non-listed real estate investment trust (REIT). Evidently, The Parking REIT, managed by MVP Realty Advisors, LLC, has declared in March […]

Soreide Law Group (888-760-6552), based in Pompano Beach, Florida, is investigating claims against, JANNEY MONTGOMERY SCOTT LLC of Stuart, Florida, broker: CHRISTOPHER DAVID SINKULA (CHRIS SINKULA) CRD#: 2001512  According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, CHRISTOPHER DAVID SINKULA, has 11 Disclosures on his report dating as far back as […]