Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
September 27, 2013
Did You Invest in TNP 2008 Participating Notes Program LLC (TNP 2008 PPM)?

Soreide Law Group is investigating claims on behalf of investors who suffered investment losses in several TNP sponsored investments, including the TNP 2008 Participating Notes Program LLC, sold by Berthel Fisher & Co. Financial Services Inc., and other firms. Berthel Fisher was the underwriter, promoter, and Managing Broker/Dealer of the TNP 2008 Participating Notes Program, […]

September 27, 2013
Did You Invest in TNP 2008 Participating Notes Program LLC (TNP 2008 PPM)?

Soreide Law Group is investigating claims on behalf of investors who suffered investment losses in several TNP sponsored investments, including the TNP 2008 Participating Notes Program LLC, sold by Berthel Fisher & Co. Financial Services Inc., and other firms. Berthel Fisher was the underwriter, promoter, and Managing Broker/Dealer of the TNP 2008 Participating Notes Program, […]

September 26, 2013
ICON Leasing Investment Losses

Soreide Law Group is investigating claims involving ICON leasing investments. The ICON leasing investments are illiquid and speculative investments that pay brokerage firms above average commissions for selling the investment to unsuspecting investors. Investors seeking income have suffered substantial losses of principal and income as ICON struggles to sell its used equipment to new purchasers. […]

September 26, 2013
ICON Leasing Investment Losses

Soreide Law Group is investigating claims involving ICON leasing investments. The ICON leasing investments are illiquid and speculative investments that pay brokerage firms above average commissions for selling the investment to unsuspecting investors. Investors seeking income have suffered substantial losses of principal and income as ICON struggles to sell its used equipment to new purchasers. […]

September 26, 2013
NJ Financial Advisor Sentenced to 27 Months in Prison For Stealing from Elderly Clients

A Somerset County, N.J. financial advisor, Ralph A. Saviano, 72, of Bridgewater, was sentenced on Wednesday, September, 25th., 2013, to 27 months in prison for stealing $138,000 from two elderly investors and funding his "lavish lifestyle" with money he claimed to be investing in conservative securities and his business, U.S. Attorney Paul J. Fishman announced […]

September 26, 2013
Did You Invest With Darrell D. Smith?

Soreide Law Group is currently investigating claims on behalf of investors against Darrell Duane Smith, a former broker with Multi-Financial Securities, Mason City, Iowa, which is now known as, Cetera Advisors. These investors purchased I-Lenders and Energae from Darrell Smith. The allegations involved Smith “selling away” securities of either I-Lenders and Energae to Multi-Financial customers. […]

September 26, 2013
Did You Invest With Darrell D. Smith?

Soreide Law Group is currently investigating claims on behalf of investors against Darrell Duane Smith, a former broker with Multi-Financial Securities, Mason City, Iowa, which is now known as, Cetera Advisors. These investors purchased I-Lenders and Energae from Darrell Smith. The allegations involved Smith “selling away” securities of either I-Lenders and Energae to Multi-Financial customers. […]

September 24, 2013
Behringer Harvard REIT I is Now Called TIER REIT, Inc.; New Name, Same Problems

Behringer Harvard REIT I, Inc., a Dallas-based real estate investment trust, has announced a new name – TIER REIT, Inc. as of June 23rd., 2013. TIER REIT owns 44 commercial office properties throughout the United States with the majority being in Houston, Austin and Dallas/Ft. Worth, Chicago, Philadelphia, Washington, D.C.; Charlotte, North Carolina and select […]

September 24, 2013
North Carolina Broker Suspended by FINRA for Forming His Own Hedge Fund for Trading His Own Funds

Soreide Law Group, (888) 760-6552, has obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” Adam A. Pflum (CRD #5220575, Registered Representative, Clayton, North Carolina) was suspended from association with any FINRA member in any capacity for one year. Without admitting or denying the findings, Adam A. Pflum consented […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved