The South Florida-based Soreide Law Group has been made aware of the disclosures on the FINRA BrokerCheck CRD report of Florida broker/investment advisor, LINO JOE GUTIERREZ (JOE GUTIERREZ, LINO M GUTIERREZ, LINO GUTIERREZ, LINO J GUTIERREZ). LINO JOE GUTIERREZ was registered a broker with MERRILL LYNCH PIERCE FENNER & SMITH INC of Stuart, Florida from […]

RAYMOND WYMAN CHOW (RAYMOND W CHOW) is currently registered as a broker and as an investment advisor with WEDBUSH SECURITIES INC. of Elk Grove, California since 3/20/2008. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, RAYMOND W CHOW has been in the securities industry for 27 years and has been listed with […]

DANNY KAY DAVIS (DANNY K DAVIS, DAN DAVIS) is currently registered as a broker since 3/5/2009 and as an investment advisor since 3/27/2009, with STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Omaha, Nebraska. According to FINRA’s BrokerCheck, available to the public on FINRA's website, DANNY K DAVIS has been in the securities industry for 46 […]

JEFF W WEBB is currently registered as a broker since 5/5/2017 with EMERSON EQUITY LLC of San Mateo, California and as an investment advisor with EMERSON EQUITY of Denver, Colorado, since 11/5/2019. JEFF W WEBB was previously listed as an investment advisor with KINGSTONE CAPITAL PARTNERS TEXAS, LLC of Denver, Colorado from 01/05/2018 - 01/02/2020.  […]

Christopher Warren Polimeni (Christopher W Polimeni, Chris Polimeni) is currently registered with WESTERN INTERNATIONAL SECURITIES, INC. of Irvine, California. Christopher W Polimeni is registered both as a broker and as an investment advisor with WESTEREN INTERNATIONAL SECURITIES since 8/21/2017. Before Western International, Polimeni was registered with FINANCIAL WEST GROUP of Irvine, California from 06/03/2002 - […]

JOHN LARSEN is currently registered as a broker with RAYMOND JAMES FINANCIAL SERVICES, INC. of Scottsdale, AZ since 5/24/2021 and as a financial advisor with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. of Scottsdale, AZ, also since 5/24/2021. According to FINRA’s BrokerCheck, JOHN LARSEN was previously also listed with RAYMOND JAMES FINANCIAL SERVICES, INC. of Scottsdale, […]

WILLIAM MICHAEL GRADY (WILLIAM M GRADY) is currently registered as a broker with SEQUENCE FINANCIAL SPECIALISTS LLC of FLORENCE, SC.  Grady has been with this firm since 9/3/2009.  Prior to SEQUENCE FINANCIAL SPECIALISTS, WILLIAM M GRADY was with RESOURCE HORIZONS GROUP LLC of MARIETTA, GA from 02/13/2007 - 09/10/2009. According to FINRA’s BrokerCheck, available to […]

MYONG WON PARK, is currently registered as a broker with NYLIFE SECURITIES LLC of Honolulu, Hawaii.  MYONG WON PARK has been registered with this firm since 4/14/1993.  According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MYONG WON PARK has 2 disclosures on her FINRA CRD report.  Both of the disclosures are, “Customer […]

SHERRI LYNN DESJARDINS (SHERRI DESJARDINS, SHERRI L DESJARDINS) according to FINRA’s BrokerCheck, is currently registered both as a broker and as an investment advisor with CENTAURUS FINANCIAL, INC. of Lady Lake, Florida.  Desjardins has been with this firm since 9/18/2017. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, SHERRI L DESJARDINS has […]