Soreide Law Group has filed a claim in which an investor purchased an outside investment through his former financial advisor:
HENRY ARTHUR TAYLOR III (also known as: HENRY ARTHUR TAYLOR, TREY TAYLOR) CRD#: 4641256
It is alleged that Taylor, while working as a registered representative with Cetera Advisor Networks, LLC of Springdale, Arkansas, allegedly recommended the investor purchase an interest in a company called Havens Transport LLC, which was owned by Nick Clark, Clark is also the co-founder of Four Horsemen LLC. Taylor met with at least one prospective investor at his office with Cetera and Nick Clark regarding this outside investment.
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, HENRY ARTHUR TAYLOR III, has 5 Disclosures on his report. Two of the Disclosures from 2018 are Tax Liens/Judgements for $58,071.02, and $151,866.95. There is a pending “Customer Dispute,” dated June of 2018 alleging, “the registered representative accepted a personal loan and recommended a non-firm approved investment product.” The damage amount requested is $18,000.00.
BrokerCheck states that Taylor has been registered in the securities industry for 15 years and has been registered with this firm since 5/17/2017:
MOLONEY SECURITIES CO, INC.
2964 W. Huntsville Avenue Suite C,
Springdale, AR 72762
He was previously registered with the following firms:
09/03/2013 - 03/31/2017 CETERA ADVISOR NETWORKS LLC - SPRINGDALE, AR
07/25/2008 - 09/03/2013 TOWER SQUARE SECURITIES, INC. - SPRINGDALE, AR
If you've experienced losses due to the actions, recommendations, or alleged lack of supervision by broker, HENRY ARTHUR TAYLOR III, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA. We operate on a contingency fee basis—no fee to you if no recovery.
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