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Charles Caleb Fackrell (CRD #5369665, Boonville, North Carolina)
was barred by FINRA for allegedly failing to provide FINRA-requested documents and information involving an investigation into allegations that he converted client’s funds and sold private securities offerings away from his member firm, without its knowledge or approval.
(FINRA Case #2014043705201)
Charles Caleb Fackrell, according to FINRA's BrokerCheck, was registered at the following firms:
06/2010 - 12/2014 LPL FINANCIAL LLC (CRD# 6413) - YADKINVILLE, NC
12/2009 - 06/2010 WELLS FARGO ADVISORS, LLC (CRD# 19616) - HIGH POINT, NC
07/2008 - 12/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499) - YADKINVILLE, NC
08/2007 - 02/2008 MORGAN STANLEY & CO., INCORPORATED (CRD# 8209) - WINSTON-SALEM, NC
This ends the summary of information from FINRA's disciplinary report, April 2015.
If you had financial losses due to your broker or financial advisor's recommendations, please call Soreide Law Group for a no-cost consultation on how to potentially recover your investment losses: 888-760-6552. We represent clients nationwide before FINRA.
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