Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Christopher J. Gordon (also known as Chris Gordon) [CRD: 5714224, Annapolis, Maryland].
Christopher Gordon worked for Lincoln Financial Securities Corporation from December 2009 to July 2016, then joined Cambridge Investment Research, Inc., where he was employed from July 2016 to February 2023. He is currently registered with Centaurus Financial, Inc. since February 2023. Recent disclosures reveal concerns about Gordon’s conduct, including allegations of unsuitable recommendations.
Lincoln Financial Securities Client Files Arbitration Claim Alleging Unsuitable Oil and Gas Recommendations
On August 30, 2024, a client of Lincoln Financial Securities Corporation filed an arbitration claim with FINRA (Case No. 24-01855), alleging that Christopher Gordon recommended an unsuitable oil and gas investment. The client seeks $100,000 in damages. This matter is currently pending resolution.
Client Files Arbitration Claim Alleging Unsuitable Recommendations
On March 7, 2024, another client filed an arbitration claim (FINRA Case No. 24-00348), asserting that Gordon recommended unsuitable oil and gas investments. The client is seeking $100,000 in damages. This arbitration case remains pending.
Unsuitable Investment Advice Dispute About Christopher Gordon (March 7, 2024)
A separate claim was filed on March 7, 2024. The client has requested $25,000 in damages. This matter is pending under FINRA arbitration (Case No. 24-02316).
Broker’s Response to Allegations
In all disclosed cases, Christopher Gordon denies any wrongdoing, stating that the investment recommendations were suitable and made in alignment with the clients’ financial goals and objectives. He asserts that all clients received proper documentation and confirmed their understanding of the risks associated with these investments. Gordon has expressed his intention to vigorously defend himself in these matters.
Looking for more information about Christopher Gordon? If so, reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney. Soreide Law Group represents investors nationwide, handles cases on contingency. The firm works to recover losses caused by sales practice violations, though recovery is not guaranteed. Gordon and the firms he worked for deny accusations of sales practice violations.
